AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MG

Mark E. Gould

VENTOUX SECURITIES
GARDNERVILLE, NV 89460
Some features on this profile are disabled
CRD#: 5397126
MG

Professional summary

Mark Elon Gould is a registered financial professional currently at VENTOUX SECURITIES, LLC located in Gardnerville, Nevada.

Mark is registered as a RR (Registered Representative) and started their career in finance in 2008. Mark has worked at 4 firms and has passed the Series 66, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Elon Gould's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 16, 2009 - Present

VENTOUX SECURITIES, LLC

Office #1: 1771 Indian Trail Rd, Gardnerville, NV 89460
BD
CRD#: 149298
GARDNERVILLE, NV
Past

February 19, 2009 - July 2, 2009

AFS INVESTMENT ADVISORS, INC.

RIA
CRD#: 131714
AUSTIN, TX
Past

April 30, 2008 - July 2, 2009

EVOLVE SECURITIES, INC.

BD
CRD#: 127474
FAIR OAKS, CA
Past

January 22, 2008 - April 30, 2008

AFS BROKERAGE, INC.

BD
CRD#: 25924
AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/20/2009)
RR
Nevada
(5/8/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/15/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/21/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/30/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

VS
VENTOUX SECURITIES, LLC
VENTOUX SECURITIES, LLC | VERCOR, LLC

CRD#: 149298 / SEC#: , 8-68132

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1771 Indian Trail Rd, Gardnerville, NV 89460
Mailing Address
771 Indian Trail Rd, Gardnerville, NV 89460
Phone number
(678) 701-5893
Established
Georgia since 01/16/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
JORDAN, MARK TODDMEMBER1376067
GOULD, MARK ELONMANAGING PRINCIPAL, CCO, EXEC. REP. AML SUPER.5397126
MANZO, MARK THOMASFINOP1229739

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VENTOUX SECURITIES, LLC

CRD#: 149298Gardnerville, NV 89460

TRUST BUT VERIFY

Monitor Mark Gould

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

NB
Nathan BrownAdvisorCheck Check Mark
FARTHER
IAR
Beaverton, OR
HF
Harlan FischerAdvisorCheck Check Mark
CETERA INVESTMENT ADVISERS LLC
IAR
RR
SETAUKET, NY
RP
Ryan John PegasAdvisorCheck Check Mark
SANTANDER SECURITIES LLC
PR
BOSTON, MA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics