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Sarah Flanders Soria
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Sarah F. Soria

PROSPERITY CAPITAL ADVISORS | Financial Advisor at Encompass Financial Planning
Grass Valley, CA 95945
CRD#: 5380942
Sarah Flanders Soria
AdvisorCheck Check Mark

Professional summary

Sarah Flanders Soria, CFP®, who also goes by Sarah Nicole Flanders, is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Grass Valley, California.

Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Sarah has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.

Biography

We serve our local community and community abroad through holistic, client-centered financial planning.
top-8-questions

Question & Answer

What are your service offerings?
Retirement Planning
Are you a "fiduciary"?
Yes

Aliases

Sarah Nicole Flanders

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Flanders Soria's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

June 30, 2023 - Present

PROSPERITY CAPITAL ADVISORS

Office #1: 900 East Main Street #203, Grass Valley, CA 95945
RIA
CRD#: 156480
Grass Valley, CA
Past

February 17, 2021 - July 5, 2023

HORACE MANN INVESTORS, INC.

RIA
CRD#: 11643
Grass Valley, CA
Past

December 8, 2015 - July 5, 2023

HORACE MANN INVESTORS, INC.

BD
CRD#: 11643
Grass Valley, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187

RIA
Registered Investment Advisory firm - (3/22/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/30/2023)
IAR
Utah
(1/31/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 1/28/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 12/8/2015
Investment Company Products/Variable Contracts Representative Examination

Current Firm

PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187

RIA
Registered Investment Advisory firm - (3/22/2011 Approved)
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Contact information

Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202

SEC notice filing (42 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PCA PART 2A 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts14,823
AUM (Assets Under Management)$ 3,684,966,200

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROSPERITY CAPITAL ADVISORS

Financial Advisor at Encompass Financial PlanningCRD#: 156480Grass Valley, CA 95945

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Contact information

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