Yoon Gu Eric Lee
Professional Summary
Yoon Gu Eric Lee is a registered financial advisor currently at KIWOOM SECURITIES (USA) INC. located in New York, New York. Yoon Gu is registered as a RR (Registered Representative) and started their career in finance in 2007. Yoon Gu has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
GOOD MORNING SECURITIES USA INC. | SSANGYONG SECURITIES AMERICA INC. | SHINHAN SECURITIES AMERICA, INC. | SHINHAN INVESTMENT AMERICA INC. | KIWOOM SECURITIES (USA) INC. | GOOD MORNING SHINHAN SECURITIES USA INC.
Contact Information
Main Address
650 Fifth Avenue Suite 2440, New York, NY 10019Mailing Address
650 Fifth Avenue Suite 2440, New York, NY 10019Phone Number
(208) 900-6056Established
New York since 02/01/1993Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Yoon Gu Eric Lee's CRS (Customer Relationship Summary).
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