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Linda Steinmann Grimm

KBFG SECURITIES AMERICA
NEW YORK, NY
·CRD# 1970620·31 years experience

Professional Summary

Linda Steinmann Grimm, who also goes by Linda Dorothy Steinmann, is a registered financial advisor currently at KBFG SECURITIES AMERICA INC. located in New York, New York and RB INTERNATIONAL MARKETS (USA) LLC located in New York, New York. Linda is registered as a RR (Registered Representative) and started their career in finance in 1995. Linda has worked at 38 firms and has passed the Series 99TO, SIE and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Linda Dorothy Steinmann

Blog Corner

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

KBFG SECURITIES AMERICA INC.·CRD# 39356
BD
1370 Avenue Of The Americas, Suite 2700, New York, NY 10019
December 22, 2010 - Present
RB INTERNATIONAL MARKETS (USA) LLC·CRD# 156031
BD
1177 Ave. Of The Americas 5th Floor, New York, NY, 10036
July 28, 2011 - Present
SURYA CAPITALE SECURITIES LLC·CRD# 159173
BD
55 Wall Street, Suite 530b, New York, NY 10005
July 2, 2012 - Present
J. WOOD CAPITAL ADVISORS LLC·CRD# 169097
BD
1820 Calistoga Road, Santa Rosa, CA 95404
January 28, 2014 - Present
PLANNER SECURITIES LLC·CRD# 36866
BD
641 Lexington Avenue 14th Floor, Ste 1423, New York, NY 10022
February 6, 2015 - Present
ICR CAPITAL LLC·CRD# 174952
BD
761 Main Avenue, Norwalk, CT 06851-1080
December 15, 2020 - Present
KIWOOM SECURITIES (USA) INC.·CRD# 31977
BD
650 Fifth Avenue Suite 2440, New York, NY 10019
May 22, 2026 - Present
RPX SECURITIES LLC·CRD# 297800
BD
New York, NY
March 19, 2019 - August 31, 2020
BRISTOL INVESTMENT GROUP, INC.·CRD# 39684
BD
New York, NY
June 19, 2017 - January 3, 2023
NEAR EARTH, LLC·CRD# 126041
BD
New Canaan, CT
March 4, 2016 - June 21, 2016
CORNWALL PARTNERS, LLC·CRD# 141684
BD
New York, NY
March 3, 2016 - January 10, 2017
PALADIN MARKET ADVISORS, LLC·CRD# 13281
BD
New York, NY
January 14, 2016 - June 22, 2019
16 POINTS LLC·CRD# 277033
BD
New York, NY
December 9, 2015 - October 21, 2024
ZEBED SECURITIES, LLC·CRD# 166469
BD
New York, NY
February 9, 2015 - February 12, 2020
MISSION CAPITAL LLC·CRD# 148006
BD
New York, NY
May 27, 2014 - July 8, 2014
BANKERS CAPITAL INTERNATIONAL·CRD# 166846
BD
New York, NY
March 12, 2014 - January 21, 2017
PLANNER SECURITIES LLC·CRD# 36866
BD
New York, NY
January 19, 2012 - November 13, 2013
UNITED FIRST PARTNERS LLC·CRD# 155456
BD
New York, NY
August 9, 2011 - January 4, 2012
CONSOLIDATED RESEARCH LLC·CRD# 124156
BD
New York, NY
May 7, 2008 - January 5, 2010
HARDSCRABBLE TRADING LLC·CRD# 38750
BD
East Hampton, NY
April 14, 2008 - August 5, 2008
REUTERS TRANSACTION SERVICES LLC·CRD# 13245
BD
New York, NY
June 17, 2004 - March 31, 2017
TFS DERIVATIVES LLC·CRD# 30395
BD
New York, NY
July 29, 2003 - April 27, 2004
TERWIN CAPITAL, LLC·CRD# 122463
BD
New York, NY
February 6, 2003 - April 28, 2005
FREEMAN & CO. SECURITIES LLC·CRD# 118939
BD
New York, NY
November 4, 2002 - January 6, 2003
GORDIAN KNOT INC.·CRD# 118932
BD
New York, NY
June 27, 2002 - January 26, 2024
BOEING CAPITAL SECURITIES INC.·CRD# 116550
BD
Renton, WA
March 28, 2002 - December 19, 2012
PROVIDENT INTERNATIONAL SECURITIES, INC.·CRD# 103834
BD
New York, NY
June 12, 2000 - April 21, 2005
HERMITAGE CAPITAL CORPORATION·CRD# 20509
BD
New York, NY
September 18, 1998 - December 10, 2008
CENTREINVEST, INC.·CRD# 44438
BD
New York, NY
June 23, 1998 - June 18, 2003
SAMSUNG SECURITIES (AMERICA), INC.·CRD# 43432
BD
New York, NY
February 25, 1998 - June 25, 2009
1-800 NO LOADS, INC.·CRD# 42264
BD
Dallas, TX
August 18, 1997 - September 20, 1997
TAYLOR STUART FINANCIAL, INC.·CRD# 39025
BD
Great Neck, NY
June 4, 1997 - March 17, 1998
BARRA ANALYTICS SECURITIES, INC.·CRD# 42929
BD
Berkeley, CA
April 28, 1997 - February 2, 2000
HARDSCRABBLE TRADING LLC·CRD# 38750
BD
East Hampton, NY
January 2, 1997 - April 28, 2003
VIOLY, BYORUM & PARTNERS, LLC·CRD# 42126
BD
New York, NY
December 19, 1996 - February 24, 1997
ALTERNA SECURITIES, INC.·CRD# 41139
BD
Houston, TX
September 30, 1996 - November 12, 2003
PRIMEEAST SECURITIES INC.·CRD# 39839
BD
August 21, 1996 - March 7, 1997
RGR FINANCIAL CORP.·CRD# 40898
BD
Freehold, NJ
August 1, 1996 - March 11, 2009
BURSAMEX INC.·CRD# 29385
BD
New York, NY
December 18, 1995 - June 27, 1996
SPIRIT PARTNERS, L.P.·CRD# 36697
BD
New York, NY
May 1, 1995 - January 31, 1996

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Current Firm

KS
KIWOOM SECURITIES (USA) INC.

GOOD MORNING SECURITIES USA INC. | SSANGYONG SECURITIES AMERICA INC. | SHINHAN SECURITIES AMERICA, INC. | SHINHAN INVESTMENT AMERICA INC. | KIWOOM SECURITIES (USA) INC. | GOOD MORNING SHINHAN SECURITIES USA INC.

CRD#: 31977 / SEC#: 8-45648
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

650 Fifth Avenue Suite 2440, New York, NY 10019

Mailing Address

650 Fifth Avenue Suite 2440, New York, NY 10019

Phone Number

(208) 900-6056

Established

New York since 02/01/1993

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
KIWOOM SECURITIES HOLDINGS (USA) INC.SHAREHOLDER—
GRIMM, LINDA STEINMANNFINOP/PFO/POO1970620
LEE, YOON GU ERICCEO/CCO/DIRECTOR5396718
SPINDEL, HOWARDGENERAL SECURITIES PRINCIPAL708042

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 1995About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Linda Steinmann Grimm's CRS (Customer Relationship Summary).

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