MM
Michael J. Morrissey
VANGUARD PERSONALIZED INDEXING MANAGEMENT
MALVERN, PA 19355
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CRD#: 5385495
MM
Professional summary
Michael Joseph Morrissey, CFP® is a registered financial advisor currently at VANGUARD PERSONALIZED INDEXING MANAGEMENT located in Malvern, Pennsylvania and VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Michael has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
CRS (Client Relationship Summary) - RIA
Click below to view Michael Joseph Morrissey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 20, 2024 - Present
VANGUARD PERSONALIZED INDEXING MANAGEMENT
Office #1: 100 Vanguard Blvd, Malvern, PA 19355Office #2: 1611 Telegraph Ave., Suite 1100, Oakland, CA 94612RIA
CRD#: 285366
MALVERN, PA
Current
September 11, 2008 - Present
VANGUARD MARKETING CORPORATION
Office #1: 100 Vanguard Blvd, Malvern, PA 19355BD
CRD#: 7452
Malvern, PA
Past
July 24, 2008 - July 30, 2008
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
BERWYN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VP
VANGUARD PERSONALIZED INDEXING MANAGEMENT
JUST INVEST | VANGUARD PERSONALIZED INDEXING MANAGMENT, LLC | VANGUARD PERSONALIZED INDEXING MANAGEMENT, LLC | VANGUARD PERSONALIZED INDEXING MANAGEMENT | JUSTINVEST, LLC. | JUSTINVEST, LLC | JUSTINVEST, INC. | JUST INVEST ADVISORS LLC
CRD#: 285366 / SEC#: 801-114487
RIA
Registered Investment Advisory firm - (1/30/2019 Approved)California
Registered Investment Advisory firm - (6/14/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (5/15/2019 Terminated)Texas
Registered Investment Advisory firm - (5/15/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(6/20/2024)
RR
Pennsylvania(9/11/2008)
IAR
Pennsylvania(6/20/2024)
IAR
Texas(6/20/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VP
VANGUARD PERSONALIZED INDEXING MANAGEMENT
JUST INVEST | VANGUARD PERSONALIZED INDEXING MANAGMENT, LLC | VANGUARD PERSONALIZED INDEXING MANAGEMENT, LLC | VANGUARD PERSONALIZED INDEXING MANAGEMENT | JUSTINVEST, LLC. | JUSTINVEST, LLC | JUSTINVEST, INC. | JUST INVEST ADVISORS LLC
CRD#: 285366 / SEC#: 801-114487
RIA
Registered Investment Advisory firm - (1/30/2019 Approved)California
Registered Investment Advisory firm - (6/14/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (5/15/2019 Terminated)Texas
Registered Investment Advisory firm - (5/15/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1611 Telegraph Ave., Suite 1100, Oakland, CA 94612
Mailing Address
100 Vanguard Blvd., Malvern, PA 19355
Phone number
(844) 317-5190
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,864 |
| AUM (Assets Under Management) | $ 7,259,990,002 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
