Doreen Lema Vega
Professional Summary
Doreen Lema Vega, who also goes by Doreen Lema Manthi, Doreen Lema Vega, is a registered financial advisor currently at AIME CAPITAL MARKETS LLC located in Great Neck, New York and RENAISSANCE MACRO SECURITIES, LLC located in Darien, Connecticut. Doreen is registered as a RR (Registered Representative) and started their career in finance in 2018. Doreen has worked at 13 firms and has passed the SIE, Series 99 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Doreen Lema Manthi, Doreen Lema Vega
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
8 years in the financial services industry
Current & Past Employments
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Current Firm
AFFILIATED COMPANY UNDER COMMON CONTROL: SVENSKA HANDELSBANKEN AB (PUBL) NY BRANCH | HANDELSBANKEN MARKETS SECURITIES, INC. | HANDELSBANKEN ASSET MANAGEMENT, USA
Contact Information
Main Address
900 Third Avenue 17 Th Floor, New York, NY 10022-4678Mailing Address
900 Third Avenue 17 Th Floor, New York, NY 10022-4678Phone Number
(212) 326-5153Established
Delaware since 01/09/1995Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Doreen Lema Vega's CRS (Customer Relationship Summary).
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