Joshua F. Pratscher
Professional summary
Joshua Fred Pratscher, who also goes by Josh Pratscher, Joshua F Pratscher, is a registered financial professional currently at PRUCO SECURITIES, LLC. located in Fort Washington, Pennsylvania and PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Fort Washington, Pennsylvania.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 2007. Joshua has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joshua Fred Pratscher's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2017 - Present
PRUCO SECURITIES, LLC.
Office #1: 600 Office Center Drive, Fort Washington, PA 19034July 25, 2019 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 600 Office Center Drive, Fort Washington, PA 19034August 15, 2007 - December 18, 2007
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/4/2017)
Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
