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Stephane Karl Lintner

JIKO SECURITIES
San Francisco, CA
·CRD# 5311611·19 years experience

Professional Summary

Stephane Karl Lintner, who also goes by Stephane Lintner, is a registered financial advisor currently at JIKO SECURITIES INC. located in San Francisco, California. Stephane is registered as a RR (Registered Representative) and started their career in finance in 2007. Stephane has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stephane Lintner

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

JIKO SECURITIES INC.·CRD# 287507
BD
101 Mission Street 7th Floor, San Francisco, CA 94105
August 20, 2018 - Present
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
August 15, 2007 - July 12, 2016

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Current Firm

JS
JIKO SECURITIES INC.

JIKO SECURITIES INC.

CRD#: 287507 / SEC#: 8-69902
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

135 Main Street Suite 1320, San Francisco, CA 94105

Mailing Address

447 Sutter Street Suite 405 #197, San Francisco, CA 94108

Phone Number

(844) 999-0973

Established

Delaware since 01/04/2017

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JIKO GROUP INCSHAREHOLDER—
LINTNER, STEPHANE KARLCEO5311611
GONZALEZ, KIMBERLY IVETTEPRINCIPAL FINANCIAL OFFICER7203294
ZAK, STEPHEN PETERCHIEF COMPLIANCE OFFICER2423424

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(9/25/2019)
RR
Alaska
(7/29/2019)
RR
Arizona
(7/24/2019)
RR
Arkansas
(11/6/2019)
RR
California
(12/21/2018)
RR
Colorado
(5/23/2019)
RR
Connecticut
(6/11/2019)
RR
Delaware
(8/30/2019)
RR
District of Columbia
(7/10/2019)
RR
Florida
(6/5/2019)
RR
Georgia
(5/15/2020)
RR
Hawaii
(9/12/2019)
RR
Idaho
(10/30/2018)
RR
Illinois
(11/8/2019)
RR
Indiana
(9/23/2019)
RR
Iowa
(8/6/2019)
RR
Kansas
(9/12/2019)
RR
Kentucky
(7/15/2019)
RR
Louisiana
(7/16/2019)
RR
Maine
(11/20/2019)
RR
Maryland
(8/23/2019)
RR
Massachusetts
(10/30/2019)
RR
Michigan
(8/19/2019)
RR
Minnesota
(3/18/2019)
RR
Mississippi
(8/6/2019)
RR
Missouri
(8/23/2019)
RR
Montana
(8/7/2019)
RR
Nebraska
(9/13/2019)
RR
Nevada
(8/15/2019)
RR
New Hampshire
(12/3/2019)
RR
New Jersey
(6/11/2019)
RR
New Mexico
(3/12/2020)
RR
New York
(10/12/2018)
RR
North Carolina
(8/6/2019)
RR
North Dakota
(8/12/2019)
RR
Ohio
(8/19/2019)
RR
Oklahoma
(5/23/2019)
RR
Oregon
(8/6/2019)
RR
Pennsylvania
(6/4/2019)
RR
Puerto Rico
(1/14/2020)
RR
Rhode Island
(8/6/2019)
RR
South Carolina
(8/6/2019)
RR
South Dakota
(8/6/2019)
RR
Texas
(6/11/2019)
RR
Utah
(8/6/2019)
RR
Vermont
(8/6/2019)
RR
Virgin Islands
(12/13/2019)
RR
Virginia
(8/7/2019)
RR
Washington
(6/17/2019)
RR
West Virginia
(8/22/2019)
RR
Wisconsin
(7/10/2019)
RR
Wyoming
(7/30/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2018About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2007About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Mar 2017About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Stephane Karl Lintner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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