Stephen Peter Zak
Professional Summary
Stephen Peter Zak is a registered financial advisor currently at XTELLUS CAPITAL PARTNERS, INC. located in New York, New York and TICKRS CLEARING located in Irvine, California. Stephen is registered as a RR (Registered Representative) and started their career in finance in 1999. Stephen has worked at 14 firms and has passed the Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
DEVINE SECURITIES INC. | MARCO POLO SECURITIES LLC | MARCO POLO SECURITIES INC. | INVESTABLE OCEANS
Contact Information
Main Address
1230 Avenue Of Am 16th Floor, New York, NY 10020Mailing Address
1230 Avenue Am 16th Floor, New York, NY 10020Phone Number
(347) 773-4959Established
Delaware since 12/31/2025Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (36 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stephen Peter Zak's CRS (Customer Relationship Summary).
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