Timothy Gerald Malott
Professional Summary
Timothy Gerald Malott is a registered financial advisor currently at SHORELINEAMBROSE ADVISORS, LLC located in San Diego, California. Timothy is registered as a RR (Registered Representative) and started their career in finance in 2007. Timothy has worked at 1 firm and has passed the Series 63, Series 79TO, SIE, Series 62 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
SHORELINEAMBROSE ADVISORS, LLC | SHP SECURITIES, LLC
Contact Information
Main Address
6310 Greenwich Drive Suite 120, San Diego, CA 92122Mailing Address
6310 Greenwich Drive Suite 120, San Diego, CA 92122Phone Number
(858) 587-9800Established
California since 04/08/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/19/2007)
(12/19/2007)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 62 — Corporate Securities Limited Representative Examination
Passed Nov 2007SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Timothy Gerald Malott's CRS (Customer Relationship Summary).
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