Peder A. Hatling
Professional summary
Peder Alan Hatling is a registered financial professional currently at BA SECURITIES, LLC located in W. Conshohocken, Pennsylvania.
Peder is registered as a RR (Registered Representative) and started their career in finance in 2006. Peder has worked at 7 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 62, Series 79, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peder Alan Hatling's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2024 - Present
BA SECURITIES, LLC
Office #1: Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428October 31, 2022 - March 21, 2024
PH PARTNERS, LLC
February 15, 2017 - March 30, 2017
PH PARTNERS, LLC
October 1, 2015 - December 8, 2016
ERNST & YOUNG CAPITAL ADVISORS, LLC
July 16, 2013 - August 31, 2015
PIPER SANDLER & CO.
January 23, 2008 - November 7, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
December 4, 2006 - February 5, 2008
IFMG SECURITIES, INC.
November 16, 2006 - December 31, 2006
TCF INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/6/2024)
(1/7/2025)
(9/6/2024)
Exams
Series 7TO
Date: 10/9/2024
General Securities Representative ExaminationSeries 79TO
Date: 10/31/2022
Investment Banking Registered Representative ExaminationSeries 62
Date: 2/8/2016
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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