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FIRM PROFILE
Overview
BA SECURITIES, LLC is located at Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428 and was first established at Philadelphia, Pennsylvania in 01/25/2010. After operating for 16 years, BA SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BA SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. BA SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BA SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BA SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BA SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for BA SECURITIES, LLC Comes From
Understanding the Statistics for BA SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428
Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428
Medium
(877) 738-5841
Pennsylvania since 01/25/2010
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| BA HOLDCO, LLC | OWNER | ||
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 | |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 | |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 | |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 | |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 | |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 | |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
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Advisor's working at BA SECURITIES, LLC
Zachary Alan Nugent
Michael David Wuest
John Augustin Sullivan
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