Brian C. Perkins
Professional summary
Brian Christopher Perkins, who also goes by Brian C Perkins, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Charlotte, North Carolina and KESTRA INVESTMENT SERVICES, LLC located in Charlotte, North Carolina.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Brian has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Christopher Perkins's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1901 Roxborough Rd, Charlotte, NC 28211April 27, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1901 Roxborough Road Ste 300, Charlotte, NC 28211April 15, 2015 - March 31, 2020
CAPTRUST
February 11, 2015 - April 22, 2015
CAPFINANCIAL SECURITIES, LLC.
February 11, 2015 - March 31, 2020
CAPFINANCIAL SECURITIES, LLC.
November 20, 2013 - November 10, 2014
LOCKTON INVESTMENT ADVISORS, LLC
October 16, 2012 - November 10, 2014
LOCKTON INVESTMENT SECURITIES, LLC
May 9, 2008 - October 1, 2012
EMPOWER FINANCIAL SERVICES, INC.
February 2, 2007 - April 10, 2008
T. ROWE PRICE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/12/2025)
(4/26/2022)
(3/10/2023)
(2/17/2022)
(12/14/2021)
(12/14/2021)
(2/24/2022)
(1/7/2025)
(12/14/2021)
(4/26/2022)
(2/17/2022)
(2/17/2022)
(4/26/2022)
(4/27/2020)
(4/28/2020)
(2/17/2022)
(8/8/2025)
(12/14/2021)
(4/4/2025)
(6/6/2023)
(2/17/2022)
(7/26/2023)
(2/25/2022)
(2/17/2022)
(2/23/2022)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
