Samuel Pilcer
Professional summary
Samuel Pilcer, who also goes by Sam Pilcer, is a registered financial professional currently at FOUR POINTS CAPITAL PARTNERS LLC located in Buffalo, New York.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 2007. Samuel has worked at 2 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel Pilcer's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2020 - Present
FOUR POINTS CAPITAL PARTNERS LLC
March 23, 2007 - September 27, 2019
CREDIT AGRICOLE SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/15/2020)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
FOUR POINTS CAPITAL PARTNERS LLC
CRD#: 43149 / SEC#: , 8-50162
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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