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Cynthia Suen-wah Rzomp

BLACKROCK INVESTMENTS
WASHINGTON DC, DC
·CRD# 5221316·20 years experience

Professional Summary

Cynthia Suen-wah Rzomp, who also goes by Cynthia Fong, is a registered financial advisor currently at BLACKROCK INVESTMENTS, LLC located in Washington Dc, District Of Columbia. Cynthia is registered as a RR (Registered Representative) and started their career in finance in 2006. Cynthia has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 27 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Cynthia Fong

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

BLACKROCK INVESTMENTS, LLC·CRD# 38642
BD
1401 New York Avenue N.w. 3rd Floor, Washington Dc, DC 20005
May 24, 2017 - Present
SANFORD C. BERNSTEIN & CO., LLC·CRD# 104474
BD
New York, NY
June 22, 2011 - April 25, 2017
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
October 6, 2010 - March 10, 2011
SANFORD C. BERNSTEIN & CO., LLC·CRD# 104474
BD
New York, NY
February 6, 2008 - June 8, 2010
OSAIC SERVICES, INC.·CRD# 133763
BD
Los Angeles, CA
October 19, 2006 - May 30, 2007

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Current Firm

BI
BLACKROCK INVESTMENTS, LLC

BFM ADVISORY, INC. | PROVIDENT ADVISORS, INC. | PROVIDENT ADVISERS, INC. | BLACKROCK INVESTMENTS, LLC | BLACKROCK INVESTMENTS, INC.

CRD#: 38642 / SEC#: 8-48436
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

50 Hudson Yards, New York, NY 10001

Mailing Address

1 University Square Drive, Princeton, NJ 08540

Phone Number

(609) 282-3046

Established

Delaware since 10/21/1994

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BLACKROCK FINANCIAL MANAGEMENT, INCSOLE SHAREHOLDER107105
CONRAD, JESSICA KATHRYNMANAGER7402965
DEVICO, JOSEPH GEORGEMANAGER2808563
HEROLD, MEREDITH LMANAGER4792340
MARCUS, ZACHARY SETHCHIEF FINANCIAL OFFICER AND FINOP7040433
MARO, JONATHAN MARTINCHIEF EXECUTIVE OFFICER AND MANAGER6476640
MEADE, CHRISTOPHER JOSEPHCHIEF LEGAL OFFICER6728448
ROSTA, GREGORY MATTHEWCHIEF COMPLIANCE OFFICER5193482
RZOMP, CYNTHIA SUEN-WAHCHIEF OPERATING OFFICER5221316
TERRY, ELISE MARIEMANAGER4042345
VILLACORTA, ROLAND ESTEBANMANAGER2566073

Disclosures

Regulatory Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2006About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2008About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2006About the Series 6 exam

Series 27 — Financial and Operations Principal Examination

Passed Jul 2023About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Cynthia Suen-wah Rzomp's CRS (Customer Relationship Summary).

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CR
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