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Zachary Seth Marcus

BLACKROCK INVESTMENTS
NEW YORK, NY
·CRD# 7040433·7 years experience

Professional Summary

Zachary Seth Marcus, who also goes by Zachary Marcus, is a registered financial advisor currently at BLACKROCK INVESTMENTS, LLC located in New York, New York and BLACKROCK EXECUTION SERVICES located in New York, New York. Zachary is registered as a RR (Registered Representative) and started their career in finance in 2018. Zachary has worked at 2 firms and has passed the Series 99TO, SIE and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Zachary Marcus

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

BLACKROCK INVESTMENTS, LLC·CRD# 38642
BD
50 Hudson Yards, New York, NY 10001
December 21, 2018 - Present
BLACKROCK EXECUTION SERVICES·CRD# 39438
BD
50 Hudson Yards, New York, NY 10001
January 9, 2019 - Present

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Current Firm

BE
BLACKROCK EXECUTION SERVICES

BARCLAYS GLOBAL INVESTORS SERVICES | BZW GLOBAL INVESTORS SERVICES | BZW BARCLAYS GLOBAL INVESTORS SERVICES | BLACKROCK EXECUTION SERVICES

CRD#: 39438 / SEC#: 8-48719
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

50 Hudson Yards, New York, NY 10001

Mailing Address

1 University Square Drive, Princeton, NJ 08540

Phone Number

(609) 282-3046

Established

California since 08/31/1995

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.SHAREHOLDER—
CONRAD, JESSICA KATHRYNMANAGER7402965
DEVICO, JOSEPH GEORGEMANAGER2808563
HEROLD, MEREDITH LCHIEF EXECUTIVE OFFICER AND DIRECTOR4792340
MARCUS, ZACHARY SETHCHIEF FINANCIAL OFFICER AND FINOP7040433
MARO, JONATHAN MARTINMANAGER6476640
MEADE, CHRISTOPHER JOSEPHCHIEF LEGAL OFFICER6728448
ROSTA, GREGORY MATTHEWCHIEF COMPLIANCE OFFICER5193482
SKOWRONSKI, SCOTT MICHAELCHIEF OPERATING OFFICER5171257
TERRY, ELISE MARIEMANAGER4042345
VILLACORTA, ROLAND ESTEBANMANAGER2566073

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 2018About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Zachary Seth Marcus's CRS (Customer Relationship Summary).

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