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Daniel E Gabel

ICE BONDS SECURITIES
NEW YORK, NY
·CRD# 5194212·15 years registered

Professional Summary

Daniel E Gabel is a registered financial advisor currently at ICE BONDS SECURITIES CORPORATION located in New York, New York. Daniel is registered as a RR (Registered Representative) and started their career in finance in 2011. Daniel has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years registered in the securities industry

Current & Past Employments

Current

ICE BONDS SECURITIES CORPORATIONCurrent·CRD# 123635
BD
1345 Avenue Of The Americas 8th Floor, New York, NY 10105
August 1, 2022 - Present

Past

TD SECURITIES (USA) LLCPast·CRD# 18476
BD
New York, NY
April 6, 2016 - March 16, 2018
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
BD
New York, NY
January 28, 2011 - April 19, 2016

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Current Firm

IB
ICE BONDS SECURITIES CORPORATION

CREDITEX SECURITIES CORPORATION | ICE TMC | ICE BONDS SECURITIES CORPORATION | ICE BONDPOINT | CREDITTRADE SECURITIES CORPORATION

CRD#: 123635 / SEC#: 8-65601
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1345 Avenue Of The Americas 8th Floor, New York, NY 10105

Mailing Address

1345 Avenue Of The Americas 7th Floor, New York, NY 10105

Phone Number

(646) 237-4328

Established

Delaware since 04/18/2002

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CREDITTRADE INC.SHAREHOLDER—
BORSTELMANN, PETER LPRESIDENT/DIRECTOR4825965
EILEN, JEFFREY PHILIPCHIEF COMPLIANCE OFFICER6149705
FICARRA, THOMAS JOSEPHDIRECTOR5502295
LANSING, RYAN WILLIAMDIRECTOR5408916
MCKISSICK, JOHN JOSEPHPRINCIPAL OPERATIONS OFFICER4939416
THOMASSON, SEAN JOSEPHFINANCIAL PRINCIPAL5124423

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(8/11/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2022About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Aug 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2022About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2011About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2026About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Daniel E Gabel's CRS (Customer Relationship Summary).

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