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JM

John Joseph Mckissick

ICE SECURITIES EXECUTION & CLEARING
NEW YORK, NY
·CRD# 4939416·15 years experience

Professional Summary

John Joseph Mckissick, who also goes by John J Mckissick, is a registered financial advisor currently at ICE SECURITIES EXECUTION & CLEARING, LLC located in New York, New York and ICE BONDS SECURITIES CORPORATION located in New York, New York. John is registered as a RR (Registered Representative) and started their career in finance in 2011. John has worked at 6 firms and has passed the Series 63, Series 57TO, Series 52TO, Series 99TO, SIE,...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John J Mckissick

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

ICE SECURITIES EXECUTION & CLEARING, LLC·CRD# 299634
BD
1345 6th Avenue 8th Floor, New York, NY 10105
August 5, 2019 - Present
ICE BONDS SECURITIES CORPORATION·CRD# 123635
BD
1345 Avenue Of The Americas 8th Floor, New York, NY 10105
August 5, 2019 - Present
TMC BONDS L.L.C.·CRD# 104507
BD
New York, NY
January 2, 2020 - June 3, 2020
VIRTU FINANCIAL CAPITAL MARKETS LLC·CRD# 45986
BD
New York, NY
September 7, 2018 - December 6, 2018
VIRTU FINANCIAL BD LLC·CRD# 148390
BD
Austin, TX
August 24, 2018 - December 6, 2018
VIRTU AMERICAS LLC·CRD# 149823
BD
New York, NY
September 8, 2011 - December 6, 2018

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Current Firm

IB
ICE BONDS SECURITIES CORPORATION

CREDITEX SECURITIES CORPORATION | ICE TMC | ICE BONDS SECURITIES CORPORATION | ICE BONDPOINT | CREDITTRADE SECURITIES CORPORATION

CRD#: 123635 / SEC#: 8-65601
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1345 Avenue Of The Americas 8th Floor, New York, NY 10105

Mailing Address

1345 Avenue Of The Americas 7th Floor, New York, NY 10105

Phone Number

(646) 237-4328

Established

Delaware since 04/18/2002

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CREDITTRADE INC.SHAREHOLDER—
BORSTELMANN, PETER LPRESIDENT/DIRECTOR4825965
EILEN, JEFFREY PHILIPCHIEF COMPLIANCE OFFICER6149705
FICARRA, THOMAS JOSEPHDIRECTOR5502295
LANSING, RYAN WILLIAMDIRECTOR5408916
MCKISSICK, JOHN JOSEPHPRINCIPAL OPERATIONS OFFICER4939416
THOMASSON, SEAN JOSEPHFINANCIAL PRINCIPAL5124423

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(8/5/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2011About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2012

Series 7 — General Securities Representative Examination

Passed Sep 2011About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 2012About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Oct 2011About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Joseph Mckissick's CRS (Customer Relationship Summary).

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