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Sean Joseph Thomasson

ARCHIPELAGO SECURITIES L.L.C.
Atlanta, GA
·CRD# 5124423·11 years experience

Professional Summary

Sean Joseph Thomasson, who also goes by Sean Thomasson, is a registered financial advisor currently at ARCHIPELAGO SECURITIES L.L.C. located in Atlanta, Georgia and ARCHIPELAGO TRADING SERVICES, INC. located in Atlanta, Georgia. Sean is registered as a RR (Registered Representative) and started their career in finance in 2020. Sean has worked at 5 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sean Thomasson

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

ARCHIPELAGO SECURITIES L.L.C.·CRD# 102500
BD
5680 New Northside Drive Nw 1st Floor, Atlanta, GA 30328
January 1, 2015 - Present
ARCHIPELAGO TRADING SERVICES, INC.·CRD# 15853
BD
5680 New Northside Drive Nw. 1st Floor, Atlanta, GA 30328
January 1, 2015 - Present
ICE BONDS SECURITIES CORPORATION·CRD# 123635
BD
5680 New Northside Drive, Atlanta, GA 30328
January 5, 2015 - Present
ICE SECURITIES EXECUTION & CLEARING, LLC·CRD# 299634
BD
5680 New Northside Drive 1st Floor, Atlanta, GA 30328
June 17, 2019 - Present
TMC BONDS L.L.C.·CRD# 104507
BD
Atlanta, GA
February 25, 2020 - August 11, 2020

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Current Firm

IS
ICE SECURITIES EXECUTION & CLEARING, LLC

ICE SECURITIES EXECUTION & CLEARING, LLC | ICE SECURITIES EXECUTION AND CLEARING, LLC

CRD#: 299634 / SEC#: 8-70258
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1345 6th Avenue 8th Floor, New York, NY 10105

Mailing Address

1345 6th Avenue 6th Floor, New York, NY 10105

Phone Number

(914) 313-4250

Established

Delaware since 10/04/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ICE ETF HUB, LLCSHAREHOLDER—
MCKISSICK, JOHN JOSEPHPRESIDENT AND PRINCIPAL OPERATIONS OFFICER4939416
MESSINA, MATTHEW ANTHONYCHIEF COMPLIANCE OFFICER6082432
THOMASSON, SEAN JOSEPHPRINCIPAL FINANCIAL OFFICER/FINOP5124423

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 2014About the Series 27 exam
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Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
Long-Term Stock Exchange, Inc.
SRO Registrations
MEMX LLC
SRO Registrations
MIAX PEARL, LLC
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NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
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NYSE National, Inc.
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NYSE Texas, Inc.
SRO Registrations
Nasdaq ISE, LLC
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations
New York Stock Exchange
SRO Registrations
Texas Stock Exchange LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Sean Joseph Thomasson's CRS (Customer Relationship Summary).

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