Ryan J. Brost
Professional summary
Ryan Joseph Brost is a registered financial professional currently at EQUITABLE DISTRIBUTORS, LLC located in Charlotte, North Carolina.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2006. Ryan has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Joseph Brost's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2024 - Present
EQUITABLE DISTRIBUTORS, LLC
Office #1: 8501 Ibm Drive Suite 150, Charlotte, NC 28262November 25, 2019 - May 1, 2024
SYMETRA SECURITIES, INC.
August 31, 2016 - December 6, 2019
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 31, 2016 - December 6, 2019
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 26, 2016 - August 11, 2016
VALIC FINANCIAL ADVISORS, INC.
December 7, 2015 - August 11, 2016
VALIC FINANCIAL ADVISORS, INC.
June 25, 2013 - March 26, 2015
OSAIC FA, INC.
April 13, 2012 - March 1, 2013
FORESIDE FUND SERVICES, LLC
September 21, 2011 - April 5, 2012
FBR INVESTMENT SERVICES, INC.
October 3, 2006 - June 1, 2011
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2024)
(5/10/2024)
Exams
FINRA
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
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