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Nicholas Burritt Lane

EQUITABLE ADVISORS
NEW YORK, NY
·CRD# 4994948·19 years experience

Professional Summary

Nicholas Burritt Lane, who also goes by Nick Burritt Lane, Nick Lane, is a registered financial advisor currently at EQUITABLE ADVISORS, LLC located in New York, New York and EQUITABLE DISTRIBUTORS, LLC located in New York, New York. Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2011. Nicholas has worked at 2 firms and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nick Burritt Lane, Nick Lane

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
BD
1345 Avenue Of The Americas, New York, NY 10105
December 7, 2006 - Present
EQUITABLE DISTRIBUTORS, LLC·CRD# 25900
BD
1345 Avenue Of The Americas, New York, NY 10105
May 8, 2019 - Present
EQUITABLE DISTRIBUTORS, LLC·CRD# 25900
BD
New York, NY
March 10, 2011 - July 29, 2016

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Current Firm

ED
EQUITABLE DISTRIBUTORS, LLC

AXA DISTRIBUTORS, LLC | EQUITABLE DISTRIBUTORS, LLC | EQUITABLE DISTRIBUTORS, INC. | AXA PARTNERS, A BUSINESS UNIT OF AXA DISTRIBUTORS, LLC

CRD#: 25900 / SEC#: 8-42123
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

8501 Ibm Drive, Suite 150, Charlotte, NC 28262

Mailing Address

1345 Avenue Of The Americas, New York, NY 10105

Phone Number

(212) 314-2137

Established

Delaware since 01/01/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
EQ HOLDINGS, LLCOWNER—
CANNON, CHRISTIAN JAMESGENERAL COUNSEL2783948
KAIS, JAMES MICHAELDIRECTOR2529327
LANE, NICHOLAS BURRITTCHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER4994948
LARUSSA, CHRISTOPHER JOHNCHIEF COMPLIANCE OFFICER4728315
SCANLON, STEPHEN CAULEYDIRECTOR2219308
SCAPPATOR, CANDACE LYNNFINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER4697607

Disclosures

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2006About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2007About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Nicholas Burritt Lane's CRS (Customer Relationship Summary).

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