KW
Kortney R. Wilson
TWG SECURITIES
Chicago, IL 60604
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CRD#: 5153931
KW
Professional summary
Kortney Ross Wilson is a registered financial professional currently at TWG SECURITIES, INC. located in Chicago, Illinois.
Kortney is registered as a RR (Registered Representative) and started their career in finance in 2007. Kortney has worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kortney Ross Wilson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 10, 2015 - Present
TWG SECURITIES, INC.
Office #1: 175 W. Jackson Blvd. Suite 810, Chicago, IL 60604Office #2: 175 W. Jackson Blvd. Suite 810, Chicago, IL 60604BD
CRD#: 143626
Chicago, IL
Past
May 19, 2008 - January 6, 2015
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CARY, NC
Past
June 20, 2007 - January 6, 2015
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CARY, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/10/2018)
RR
Alaska(12/17/2018)
RR
Arizona(12/17/2018)
RR
Arkansas(12/11/2018)
RR
California(12/11/2018)
RR
Colorado(12/27/2018)
RR
Connecticut(12/10/2018)
RR
Delaware(12/19/2018)
RR
District of Columbia(12/11/2018)
RR
Florida(12/11/2018)
RR
Georgia(1/2/2019)
RR
Hawaii(1/16/2019)
RR
Idaho(12/11/2018)
RR
Illinois(3/11/2015)
RR
Indiana(12/13/2018)
RR
Iowa(12/12/2018)
RR
Kansas(12/17/2018)
RR
Kentucky(12/12/2018)
RR
Louisiana(1/2/2019)
RR
Maine(12/12/2018)
RR
Maryland(12/11/2018)
RR
Massachusetts(1/7/2019)
RR
Michigan(12/12/2018)
RR
Minnesota(12/11/2018)
RR
Mississippi(12/13/2018)
RR
Missouri(12/12/2018)
RR
Montana(12/11/2018)
RR
Nebraska(12/10/2018)
RR
Nevada(12/26/2018)
RR
New Hampshire(12/14/2018)
RR
New Jersey(12/12/2018)
RR
New Mexico(12/10/2018)
RR
New York(12/11/2018)
RR
North Carolina(3/11/2015)
RR
North Dakota(12/18/2018)
RR
Ohio(12/10/2018)
RR
Oklahoma(12/10/2018)
RR
Oregon(1/7/2019)
RR
Pennsylvania(12/12/2018)
RR
Rhode Island(12/14/2018)
RR
South Carolina(12/11/2018)
RR
South Dakota(12/14/2018)
RR
Tennessee(12/11/2018)
RR
Texas(12/11/2018)
RR
Utah(12/11/2018)
RR
Vermont(12/10/2018)
RR
Virginia(12/11/2018)
RR
Washington(12/10/2018)
RR
West Virginia(12/18/2018)
RR
Wisconsin(12/14/2018)
RR
Wyoming(12/11/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TS
TWG SECURITIES, INC.
TWG SECURITIES, INC.
CRD#: 143626 / SEC#: , 8-67585
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
175 W. Jackson Blvd. Suite 810, Chicago, IL 60604
Mailing Address
175 W Jackson Blvd. Suite 810, Chicago, IL 60604
Phone number
(312) 356-3000
Established
Delaware since 02/27/2007
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
