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Christopher John English

D & D SECURITIES
PHILADELPHIA, PA
·CRD# 5138660·18 years experience

Professional Summary

Christopher John English, who also goes by John English, is a registered financial advisor currently at D & D SECURITIES, INC. located in Philadelphia, Pennsylvania. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2006. Christopher has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John English

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

D & D SECURITIES, INC.·CRD# 31470
BD
2929 Walnut Street 8th Floor, Philadelphia, PA 19104
September 13, 2019 - Present
CV BROKERAGE, INC·CRD# 462
BD
Williamstown, NJ
February 2, 2018 - September 17, 2019
KEYSTONE TRADING PARTNERS·CRD# 33100
BD
Wayne, PA
October 8, 2013 - February 2, 2018
VTRADER PRO, LLC·CRD# 131920
BD
San Francisco, CA
November 8, 2010 - September 15, 2011
MOG CAPITAL L.L.C.·CRD# 136805
BD
New York, NY
April 28, 2006 - November 1, 2010

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Current Firm

D&
D & D SECURITIES, INC.

D & D SECURITIES, INC. | D AND D SECURITIES

CRD#: 31470 / SEC#: 8-44989
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

2929 Walnut Street 8th Floor, Philadelphia, PA 19104

Mailing Address

703 North Jerome Avenue, Margate City, NJ 08402

Phone Number

(609) 226-7672

Established

Pennsylvania since 02/19/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DICICCO, NICHOLAS GERALDPRESIDENT2321852
ENGLISH, CHRISTOPHER JOHNON FLOOR SUPERVISORY PRINCIPAL5138660
SCHEPPS, MARK HVICE PRESIDENT, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER2042034

Disclosures

Regulatory Event

16

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2018About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2015About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2016About the Series 24 exam
BOX Exchange LLC
SRO Registrations
MIAX Sapphire
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher John English's CRS (Customer Relationship Summary).

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