Timothy E. Cox
Professional summary
Timothy Eoghan Cox is a registered financial professional currently at PUNDION LLC located in New York, New York.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2006. Timothy has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 14, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Eoghan Cox's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2015 - Present
PUNDION LLC
Office #1: 230 Park Avenue 4th Fl, New York, NY, 10169Office #2: 230 Park Avenue 4th Floor, New York, NY, 10169July 19, 2006 - May 19, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
PUNDION LLC
CRD#: 156169 / SEC#: , 8-68784
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ISTRA LLC | MEMBER | |
| AHAL, SHLOMO | CTO | 5882415 |
| COX, TIMOTHY EOGHAN | MANAGING DIRECTOR/CCO | 5115391 |
| LEWIN, JONATHAN AARON | COO/SECRETARY/COMPLIANCE OFFICER-TRADING | 5889940 |
| LEWIN, MICHAEL NOAH | CEO | 5886440 |
| MANTSOUR, YAEL | DIRECTOR OF FINANCE/CFO/FINOP/PFO/POO | 6825762 |
| WASSERMAN, ALON | CIO/COMPLIANCE OFFICER-TRADING | 4544398 |
Disclosures
| Regulatory Event | 3 |
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