Timothy Eoghan Cox
Professional Summary
Timothy Eoghan Cox is a registered financial advisor currently at PUNDION LLC located in New York, New York. Timothy is registered as a RR (Registered Representative) and started their career in finance in 2006. Timothy has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 14, Series 10 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
PUNDION LLC
Contact Information
Main Address
230 Park Avenue 4th Floor, New York, NY, 10169Mailing Address
230 Park Avenue 4th Floor, New York, NY, 10169Phone Number
(201) 409-4096Established
Delaware since 10/25/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ISTRA LLC | MEMBER | — |
| AHAL, SHLOMO | CTO | 5882415 |
| COX, TIMOTHY EOGHAN | MANAGING DIRECTOR/CCO | 5115391 |
| LEWIN, JONATHAN AARON | COO/SECRETARY/COMPLIANCE OFFICER-TRADING | 5889940 |
| LEWIN, MICHAEL NOAH | CEO | 5886440 |
| MANTSOUR, YAEL | DIRECTOR OF FINANCE/CFO/FINOP/PFO/POO | 6825762 |
| WASSERMAN, ALON | CIO/COMPLIANCE OFFICER-TRADING | 4544398 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Timothy Eoghan Cox's CRS (Customer Relationship Summary).
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