Alon Wasserman
Professional Summary
Alon Wasserman is a registered financial advisor currently at PUNDION LLC. Alon is registered as a RR (Registered Representative) and started their career in finance in 2003. Alon has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 56 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
PUNDION LLC
Contact Information
Main Address
230 Park Avenue 4th Floor, New York, NY, 10169Mailing Address
230 Park Avenue 4th Floor, New York, NY, 10169Phone Number
(201) 409-4096Established
Delaware since 10/25/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ISTRA LLC | MEMBER | — |
| AHAL, SHLOMO | CTO | 5882415 |
| COX, TIMOTHY EOGHAN | MANAGING DIRECTOR/CCO | 5115391 |
| LEWIN, JONATHAN AARON | COO/SECRETARY/COMPLIANCE OFFICER-TRADING | 5889940 |
| LEWIN, MICHAEL NOAH | CEO | 5886440 |
| MANTSOUR, YAEL | DIRECTOR OF FINANCE/CFO/FINOP/PFO/POO | 6825762 |
| WASSERMAN, ALON | CIO/COMPLIANCE OFFICER-TRADING | 4544398 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 56 — Proprietary Trader Qualification Examination
Passed May 2012SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Alon Wasserman's CRS (Customer Relationship Summary).
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