Christine S. Koch
Professional summary
Christine S. Koch, who also goes by Christine Schmitz Koch, Christine Schmitz Spratt, Christine Theresa Schmitz, is a registered financial professional currently at WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC located in Queensbury, New York.
Christine is registered as a RR (Registered Representative) and started their career in finance in 2006. Christine has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christine S. Koch's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2024 - Present
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
Office #1: 310 Bay Rd, Queensbury, NY 12804Office #2: 2000 Winton Rd S Building 4a, Suite 206, Rochester, NY 14618November 16, 2023 - June 30, 2025
LPL FINANCIAL LLC
September 14, 2009 - November 21, 2023
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
September 25, 2006 - September 4, 2009
WATERSTONE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2025)
Exams
FINRA
Current Firm
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139 / SEC#: , 8-66305
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | OWNER | |
| CAHN, JAMES LOREN | VICE PRESIDENT | 6052512 |
| CAIN, STEPHANIE M | HEAD OF SUPERVISION | 4081085 |
| CLARK, LISA LYNN | OPERATIONS OFFICER | 2271616 |
| DEKKO, JEFFREY THOMAS HAROLD | VICE PRESIDENT | 4648018 |
| DIECKHAUS, JOSEPH ALAN | CHIEF COMPLIANCE OFFICER | 5374613 |
| FURCHT, ELIZABETH ANN | SECRETARY | 5778785 |
| WINDORSKI, KELLY JOSEPH | CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL | 3211118 |
Red Flags
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Company Information
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139Queensbury, NY 12804TRUST BUT VERIFY
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