Christopher Carreon
FALCON WEALTH PLANNING | Associate Planner, Falcon Wealth Planning
ONTARIO, CA 91764
CRD#: 6380811
Professional summary
Christopher Carreon is a registered financial advisor currently at FALCON WEALTH PLANNING, INC. located in Ontario, California.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Christopher has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Christopher is an Associate Planner at Falcon Wealth Planning, where he works directly with the Advisors as a liaison to the firm's clients. He has acquired his Series 66, 7 and Life, Accidental, Health Insurance licenses and he is slated to complete his Certified Financial Planner exams in 2022.
Christopher graduated from the California State University, San Bernardino and holds a Bachelor's degree in Finance. His favourite activities include cooking for his family, spending time with friends, and watching sports. Christopher has been happily married since May 4th, 2019, and enjoys traveling with his wife.
About Falcon Wealth Planning:
Falcon Wealth Planning, Inc. is a Registered Investment Advisor offering an innovative business model for financial planning; a model that places the client first by design and eliminates the conflicts of interest inherent in traditional models.
Every aspect of Falcon Wealth Planning is aligned with the client’s interests. The hybrid, retainer-based business model overcomes one of the major criticisms of the financial planning industry: a conflict of interest between the client’s needs and the advisor’s compensation. Falcon Wealth advisors are salaried employees who are never compensated by the sale of financial products or asset management fees, allowing them to focus on providing the best planning advice for their clients.
Question & Answer
What are your service offerings?
Financial Planning,
Investment Management,
Tax Planning,
Tax Preparation,
Retirement Planning,
Estate Planning,
Business Planning
Do you have an area of expertise or specialization?
Blended Families,
Budgeting,
Cash Flow Analysis,
Customized Portfolios,
Divorce Planning,
Emergency Funds Management,
Estate Planning,
Executive Compensation (ISO, R...
FIRE (Financial Independence R...
High Net Worth Planning,
Investment Management,
Philanthropic and Non-Profit,
Real Estate (LLP, REIT's, Priv...
Retirement Planning,
Risk Management and Insurance ...
Small Business Planning,
Tax Planning and Preparation
What is your minimum asset requirement?
250K
How do you get paid?
Fee-Only
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Carreon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 12, 2021 - Present
FALCON WEALTH PLANNING, INC.
Office #1: 3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764RIA
CRD#: 174092
ONTARIO, CA
Past
April 2, 2020 - December 16, 2020
INTEGRATED WEALTH CONCEPTS LLC
RIA
CRD#: 284656
PASADENA, CA
Past
October 30, 2018 - May 13, 2020
LAKE AVENUE FINANCIAL, LLC
RIA
CRD#: 168946
PASADENA, CA
Past
January 25, 2017 - October 22, 2018
COMPASS FINANCIAL PLANNING
RIA
CRD#: 153745
RANCHO CUCAMONGA, CA
Past
August 29, 2016 - December 31, 2016
COMPASS FINANCIAL PLANNING
RIA
CRD#: 153745
ALTA LOMA, CA
Past
February 5, 2016 - March 10, 2016
WADDELL & REED
RIA
CRD#: 866
BREA, CA
Past
August 14, 2015 - March 10, 2016
WADDELL & REED
BD
CRD#: 866
BREA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FALCON WEALTH PLANNING, INC.
FALCON WEALTH PLANNING, INC.
CRD#: 174092 / SEC#: 801-112659
RIA
Registered Investment Advisory firm - (3/19/2018 Approved)California
Registered Investment Advisory firm - (5/5/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/12/2021)
IAR
Texas(4/14/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FALCON WEALTH PLANNING, INC.
FALCON WEALTH PLANNING, INC.
CRD#: 174092 / SEC#: 801-112659
RIA
Registered Investment Advisory firm - (3/19/2018 Approved)California
Registered Investment Advisory firm - (5/5/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764
Mailing Address
Phone number
(855) 963-2526
Established
Firm type
Fiscal year end
# of Employees
42
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,575 |
| AUM (Assets Under Management) | $ 1,159,538,045 |
Red Flags
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Company Information
FALCON WEALTH PLANNING, INC.
Associate Planner, Falcon Wealth PlanningCRD#: 174092Ontario, CA 91764TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
