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FIRM PROFILE
Overview
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC is located at 505 N Highway 169 Suite 900, Plymouth, MN 55441 and was first established at Kansas City, Minnesota in 06/02/2003. After operating for 22 years, WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC Comes From
Understanding the Statistics for WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
505 N Highway 169 Suite 900, Plymouth, MN 55441
505 N Highway 169 Suite 900, Plymouth, MN 55441
Large
(763) 417-1700
Minnesota since 06/02/2003
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | OWNER | ||
| CAHN, JAMES LOREN | VICE PRESIDENT | 6052512 | |
| CAIN, STEPHANIE M | HEAD OF SUPERVISION | 4081085 | |
| CLARK, LISA LYNN | OPERATIONS OFFICER | 2271616 | |
| DEKKO, JEFFREY THOMAS HAROLD | VICE PRESIDENT | 4648018 | |
| DIECKHAUS, JOSEPH ALAN | CHIEF COMPLIANCE OFFICER | 5374613 | |
| FURCHT, ELIZABETH ANN | SECRETARY | 5778785 | |
| WINDORSKI, KELLY JOSEPH | CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL | 3211118 |
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Advisor's working at WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
Perry Frank Curasco
Charles Joseph Massimo
Thomas Moyer
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