RB
Renee S. Ballow
VANGUARD MARKETING
Malvern, PA 19355
Some features on this profile are disabled
CRD#: 5094632
RB
Professional summary
Renee Suzanne Ballow, who also goes by R S Ballow, Rene S Ballow, Renee Ballow, Renee S Ballow Orduna, Renee Suzanne Ballow Orduna, Renee Ballow Orduna, Renee S Bellow, Renee S Orduna, Renee Suzanne Orduna, Renee Orduna, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.
Renee is registered as a RR (Registered Representative) and started their career in finance in 2006. Renee has worked at 4 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
R S Ballow | Rene S Ballow | Renee Ballow | Renee S Ballow Orduna | Renee Suzanne Ballow Orduna | Renee Ballow Orduna | Renee S Bellow | Renee S Orduna | Renee Suzanne Orduna | Renee Orduna
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Northern Belle Arts Address: 1104 W AIRY ST FL2, NORRISTOWN, PA, 19401, United States Activity Type: Other Position/Title: Artist Investment Related: No Start Date: 11/01/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Etsy craft and art sell
CRS (Client Relationship Summary) - BD
Click below to view Renee Suzanne Ballow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2025 - Present
VANGUARD MARKETING CORPORATION
Office #1: 100 Vanguard Blvd, Malvern, PA 19355BD
CRD#: 7452
Malvern, PA
Past
February 23, 2022 - May 5, 2023
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
DEVON, PA
Past
February 23, 2022 - May 5, 2023
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
DEVON, PA
Past
May 22, 2015 - March 2, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BALA CYNWYD, PA
Past
May 21, 2015 - March 2, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BALA CYNWYD, PA
Past
June 5, 2009 - April 21, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
KNG OF PRUSSIA, PA
Past
May 25, 2006 - April 21, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
KNG OF PRUSSIA, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/16/2025)
RR
Alaska(4/4/2025)
RR
Arizona(4/18/2025)
RR
Arkansas(4/16/2025)
RR
California(4/4/2025)
RR
Colorado(4/14/2025)
RR
Connecticut(4/4/2025)
RR
Delaware(4/7/2025)
RR
District of Columbia(4/15/2025)
RR
Florida(4/4/2025)
RR
Georgia(4/4/2025)
RR
Hawaii(4/22/2025)
RR
Idaho(4/7/2025)
RR
Illinois(4/14/2025)
RR
Indiana(4/4/2025)
RR
Iowa(4/7/2025)
RR
Kansas(4/4/2025)
RR
Kentucky(4/22/2025)
RR
Louisiana(4/4/2025)
RR
Maine(4/4/2025)
RR
Maryland(4/4/2025)
RR
Massachusetts(4/23/2025)
RR
Michigan(5/6/2025)
RR
Minnesota(4/7/2025)
RR
Mississippi(4/22/2025)
RR
Missouri(5/21/2025)
RR
Montana(4/4/2025)
RR
Nebraska(4/22/2025)
RR
Nevada(4/7/2025)
RR
New Hampshire(4/22/2025)
RR
New Jersey(4/7/2025)
RR
New Mexico(4/24/2025)
RR
New York(4/6/2025)
RR
North Carolina(4/7/2025)
RR
North Dakota(4/7/2025)
RR
Ohio(4/4/2025)
RR
Oklahoma(4/7/2025)
RR
Oregon(4/18/2025)
RR
Pennsylvania(4/4/2025)
RR
Puerto Rico(4/14/2025)
RR
Rhode Island(4/4/2025)
RR
South Carolina(4/8/2025)
RR
South Dakota(4/4/2025)
RR
Tennessee(4/4/2025)
RR
Texas(4/4/2025)
RR
Utah(4/16/2025)
RR
Vermont(4/4/2025)
RR
Virgin Islands(4/7/2025)
RR
Virginia(4/7/2025)
RR
Washington(4/11/2025)
RR
West Virginia(4/7/2025)
RR
Wisconsin(4/9/2025)
RR
Wyoming(4/7/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VM
VANGUARD MARKETING CORPORATION
VANGUARD BROKERAGE SERVICES | VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
100 Vanguard Blvd, Malvern, PA 19355
Mailing Address
5951 Luckett Court Suite A1, El Paso, TX 79932-1882
Phone number
(610) 669-1000
Established
Pennsylvania since 04/21/1977
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENCHENER, MATTHEW JOHN | CHAIRMAN, PRESIDENT, DIRECTOR, CEO-DESIGNEE | 5569805 |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
