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DA

Donald S. Allen

SEI INVESTMENTS DISTRIBUTION CO.
OAKS, PA 19456
CRD#: 5094226
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DA
Donald Scott AllenSEI INVESTMENTS DISTRIBUTION CO.

Professional summary

Donald Scott Allen, who also goes by Donald Allen, is a registered financial professional currently at SEI INVESTMENTS DISTRIBUTION CO. located in Oaks, Pennsylvania.

Donald is registered as a RR (Registered Representative) and started their career in finance in 2006. Donald has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Donald Allen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Donald Scott Allen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 22, 2026 - Present

SEI INVESTMENTS DISTRIBUTION CO.

Office #1: One Freedom Valley Drive, Oaks, PA 19456
BD
CRD#: 10690
OAKS, PA
Past

May 17, 2023 - June 16, 2026

HARBOR FUNDS DISTRIBUTORS, INC.

BD
CRD#: 113506
CHICAGO, IL
Past

June 9, 2017 - May 10, 2023

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 108928
PRINCETON, NJ
Past

November 16, 2010 - May 10, 2023

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
PRINCETON, NJ
Past

April 2, 2007 - May 11, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA
Past

February 23, 2006 - March 15, 2007

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
MALVERN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/22/2026)
RR
Alaska
(6/22/2026)
RR
Arizona
(6/22/2026)
RR
Arkansas
(6/22/2026)
RR
California
(6/22/2026)
RR
Colorado
(6/22/2026)
RR
Connecticut
(6/22/2026)
RR
Delaware
(6/22/2026)
RR
District of Columbia
(6/22/2026)
RR
Florida
(6/22/2026)
RR
Georgia
(6/22/2026)
RR
Hawaii
(6/22/2026)
RR
Idaho
(6/22/2026)
RR
Illinois
(6/22/2026)
RR
Indiana
(6/22/2026)
RR
Iowa
(6/22/2026)
RR
Kansas
(6/22/2026)
RR
Kentucky
(6/22/2026)
RR
Louisiana
(6/22/2026)
RR
Maine
(6/22/2026)
RR
Maryland
(6/22/2026)
RR
Massachusetts
(6/22/2026)
RR
Michigan
(6/22/2026)
RR
Minnesota
(6/22/2026)
RR
Mississippi
(6/22/2026)
RR
Missouri
(6/22/2026)
RR
Montana
(6/22/2026)
RR
Nebraska
(6/22/2026)
RR
Nevada
(6/22/2026)
RR
New Hampshire
(6/22/2026)
RR
New Jersey
(6/22/2026)
RR
New Mexico
(6/22/2026)
RR
New York
(6/22/2026)
RR
North Carolina
(6/22/2026)
RR
North Dakota
(6/22/2026)
RR
Ohio
(6/22/2026)
RR
Oklahoma
(6/22/2026)
RR
Oregon
(6/22/2026)
RR
Pennsylvania
(6/22/2026)
RR
Puerto Rico
(6/22/2026)
RR
Rhode Island
(6/22/2026)
RR
South Carolina
(6/22/2026)
RR
South Dakota
(6/22/2026)
RR
Tennessee
(6/22/2026)
RR
Texas
(6/22/2026)
RR
Utah
(6/22/2026)
RR
Vermont
(6/22/2026)
RR
Virgin Islands
(6/22/2026)
RR
Virginia
(6/22/2026)
RR
Washington
(6/22/2026)
RR
West Virginia
(6/22/2026)
RR
Wisconsin
(6/22/2026)
RR
Wyoming
(6/22/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/9/2017
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/2/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/22/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/22/2006
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SI
SEI INVESTMENTS DISTRIBUTION CO.
SEI FINANCIAL SERVICES COMPANY | SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690 / SEC#: , 8-27897

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
One Freedom Valley Drive, Oaks, PA 19456
Mailing Address
One Freedom Valley Drive, Oaks, PA 19456
Phone number
(610) 676-1000
Established
Pennsylvania since 07/20/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
SEI INVESTMENTS COMPANYSHAREHOLDER
CAMPISI, JENNIFER HICKMANCHIEF COMPLIANCE OFFICER, ASST SECRETARY5299753
COARY, JOHN PATRICKTREASURER, CFO2551648
CORKERY, HEATHER MAJCZANDIRECTOR6896886
GARCIA, GABRIELDIRECTOR2500963
HUM, ROBERT MDIRECTOR, PRESIDENT, CEO5716140
MCGHIN, JASON MICHAELCOO3119188
MUNCH, JOHN CHARLESSECRETARY, GENERAL COUNSEL4739576

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690Oaks, PA 19456

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