Ryan T. Franken
Professional summary
Ryan Timothy Franken, who also goes by Ryan T Franken, Ryan Timothy Franken, Ryan Franken, is a registered financial professional currently at ASCENSUS BROKER DEALER SERVICES, LLC located in Dresher, Pennsylvania.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2006. Ryan has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Timothy Franken's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2026 - Present
ASCENSUS BROKER DEALER SERVICES, LLC
Office #1: 200 Dryden Road 4th Floor, Dresher, PA 19025December 16, 2021 - May 15, 2026
TRANSAMERICA INVESTORS SECURITIES, LLC
December 19, 2019 - December 31, 2020
MML DISTRIBUTORS, LLC
April 27, 2018 - November 11, 2019
LORD ABBETT DISTRIBUTOR LLC
January 4, 2017 - April 23, 2018
TRANSAMERICA CAPITAL, LLC
July 15, 2011 - January 4, 2017
TRANSAMERICA INVESTORS SECURITIES, LLC
June 26, 2006 - June 15, 2011
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/17/2026)
Exams
FINRA
Current Firm
ASCENSUS BROKER DEALER SERVICES, LLC
CRD#: 36478 / SEC#: , 8-47312
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASCENSUS, LLC | 100% STOCKHOLDER OF ASCENSUS BROKER DEALER SERVICES, LLC | |
| DUNN, MICHAEL SEAN | SENIOR VICE PRESIDENT | 3045371 |
| FOLMER, MICHAEL ROBERT | TREASURER AND VICE PRESIDENT, TAX AND FINANCE | 5655451 |
| GEARIN, JAMES M | PRESIDENT | 1405150 |
| GINGOLASKI, DENISE MAKSIMOW | FINANCIAL AND OPERATIONS PRINCIPAL | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL FINANCIAL OFFICER | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL OPERATIONS OFFICER | 6218228 |
| KAPLAN, ROBERT BARRY | CHIEF COMPLIANCE OFFICER | 1286735 |
| KAPLAN, ROBERT BARRY | SECRETARY | 1286735 |
| SHANNON, MICHAEL DOUGLAS | SENIOR VICE PRESIDENT | 1314743 |
Red Flags
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