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CRD#: 36478
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ASCENSUS BROKER DEALER SERVICES, LLC is located at 95 Wells Avenue Suite 160, Newton, MA 02459 and was first established at Boston, Delaware in 01/01/2018. After operating for 8 years, ASCENSUS BROKER DEALER SERVICES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ASCENSUS BROKER DEALER SERVICES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. ASCENSUS BROKER DEALER SERVICES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ASCENSUS BROKER DEALER SERVICES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ASCENSUS BROKER DEALER SERVICES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ASCENSUS BROKER DEALER SERVICES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ASCENSUS BROKER DEALER SERVICES, LLC Comes From

Understanding the Statistics for ASCENSUS BROKER DEALER SERVICES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
95 Wells Avenue Suite 160, Newton, MA 02459
Mailing Address
95 Wells Avenue Suite 160, Newton, MA 02459
Firm Size
Medium
Phone Number
(215) 648-1272
Established
Delaware since 01/01/2018
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ASCENSUS, LLC100% STOCKHOLDER OF ASCENSUS BROKER DEALER SERVICES, LLC
DUNN, MICHAEL SEANSENIOR VICE PRESIDENT3045371
FOLMER, MICHAEL ROBERTTREASURER AND VICE PRESIDENT, TAX AND FINANCE5655451
GEARIN, JAMES MPRESIDENT1405150
GINGOLASKI, DENISE MAKSIMOWFINANCIAL AND OPERATIONS PRINCIPAL6218228
GINGOLASKI, DENISE MAKSIMOWPRINCIPAL FINANCIAL OFFICER6218228
GINGOLASKI, DENISE MAKSIMOWPRINCIPAL OPERATIONS OFFICER6218228
KAPLAN, ROBERT BARRYSECRETARY1286735
KAPLAN, ROBERT BARRYCHIEF COMPLIANCE OFFICER1286735
SHANNON, MICHAEL DOUGLASSENIOR VICE PRESIDENT1314743

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Advisor's working at ASCENSUS BROKER DEALER SERVICES, LLC

Marc S Mehlman

Marc S Mehlman

Marc S Mehlman
RR
CRD#: 3152118
Location:
Dresher, PA 19025
Company:
ASCENSUS BROKER DEALER SERVICES, LLC
Disclosures:
Experience:
27 years
View Profile
GL

Gregory Andrew Ledesma

Gregory Andrew Ledesma, Gregory Ledesma
IAR
RR
CRD#: 1488510
Location:
Grand Junction, CO
Company:
ASCENSUS INVESTMENT ADVISORS, LLC
Disclosures:
Experience:
32 years
View Profile
KM

Kristin Anne Meader

Kristin Anne Meader, Kristin Anne Mesgleski, Kristin A Meader, Kristin Meader Story
IAR
RR
CRD#: 2152994
Location:
Lebanon, ME
Company:
ASCENSUS INVESTMENT ADVISORS, LLC
Disclosures:
Experience:
34 years
View Profile
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