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FIRM PROFILE
Overview
ASCENSUS BROKER DEALER SERVICES, LLC is located at 95 Wells Avenue Suite 160, Newton, MA 02459 and was first established at Boston, Delaware in 01/01/2018. After operating for 8 years, ASCENSUS BROKER DEALER SERVICES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ASCENSUS BROKER DEALER SERVICES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. ASCENSUS BROKER DEALER SERVICES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ASCENSUS BROKER DEALER SERVICES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ASCENSUS BROKER DEALER SERVICES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ASCENSUS BROKER DEALER SERVICES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for ASCENSUS BROKER DEALER SERVICES, LLC Comes From
Understanding the Statistics for ASCENSUS BROKER DEALER SERVICES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
95 Wells Avenue Suite 160, Newton, MA 02459
95 Wells Avenue Suite 160, Newton, MA 02459
Medium
(215) 648-1272
Delaware since 01/01/2018
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| ASCENSUS, LLC | 100% STOCKHOLDER OF ASCENSUS BROKER DEALER SERVICES, LLC | ||
| DUNN, MICHAEL SEAN | SENIOR VICE PRESIDENT | 3045371 | |
| FOLMER, MICHAEL ROBERT | TREASURER AND VICE PRESIDENT, TAX AND FINANCE | 5655451 | |
| GEARIN, JAMES M | PRESIDENT | 1405150 | |
| GINGOLASKI, DENISE MAKSIMOW | FINANCIAL AND OPERATIONS PRINCIPAL | 6218228 | |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL FINANCIAL OFFICER | 6218228 | |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL OPERATIONS OFFICER | 6218228 | |
| KAPLAN, ROBERT BARRY | SECRETARY | 1286735 | |
| KAPLAN, ROBERT BARRY | CHIEF COMPLIANCE OFFICER | 1286735 | |
| SHANNON, MICHAEL DOUGLAS | SENIOR VICE PRESIDENT | 1314743 |
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Advisor's working at ASCENSUS BROKER DEALER SERVICES, LLC
Marc S Mehlman
Gregory Andrew Ledesma
Kristin Anne Meader
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