Frank Arthur Cupido
Professional Summary
Frank Arthur Cupido is a registered financial advisor currently at TREE LINE CAPITAL MARKETS, LLC located in San Francisco, California. Frank is registered as a RR (Registered Representative) and started their career in finance in 2005. Frank has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 79TO, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
TREE LINE CAPITAL MARKETS, LLC
Contact Information
Main Address
Three Embarcadero Center Suite 2320, San Francisco, CA 94111Mailing Address
Three Embarcadero Center Suite 2320, San Francisco, CA 94111Phone Number
(415) 795-7578Established
Delaware since 10/01/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/30/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed May 2022About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Frank Arthur Cupido's CRS (Customer Relationship Summary).
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