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SS

Sarah N. Snyder

SAMUEL A. RAMIREZ & COMPANY
Philadelphia, PA 19103
Some features on this profile are disabled
CRD#: 4988182
SS

Professional summary

Sarah Naomi Snyder is a registered financial professional currently at SAMUEL A. RAMIREZ & COMPANY, INC. located in Philadelphia, Pennsylvania.

Sarah is registered as a RR (Registered Representative) and started their career in finance in 2005. Sarah has worked at 4 firms and has passed the Series 63, Series 79TO, Series 52TO, SIE, Series 50, Series 7 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sarah Naomi Snyder's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 18, 2019 - Present

SAMUEL A. RAMIREZ & COMPANY, INC.

Office #1: One Liberty Place 1650 Market Street, Philadelphia, PA 19103Office #2: 1230 Peachtree St North East 19th Floor, Atlanta, GA, 30309Office #3: 14 East 52nd Street, New York, NY 10022
BD
CRD#: 6963
Philadelphia, PA
Past

July 10, 2008 - February 22, 2019

SIEBERT WILLIAMS SHANK & CO., LLC

BD
CRD#: 42568
NEW YORK, NY
Past

November 14, 2006 - July 2, 2008

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

October 12, 2005 - September 28, 2006

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(3/18/2019)
RR
Florida
(3/18/2019)
RR
Georgia
(3/18/2019)
RR
Louisiana
(12/1/2022)
RR
Maryland
(3/18/2019)
RR
Michigan
(3/18/2019)
RR
Missouri
(3/18/2019)
RR
New Jersey
(3/18/2019)
RR
New York
(3/18/2019)
RR
North Carolina
(12/1/2022)
RR
Pennsylvania
(3/18/2019)
RR
South Carolina
(3/18/2019)
RR
Tennessee
(12/1/2022)
RR
Virginia
(3/18/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 2/8/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 50
Date: 8/28/2017
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 7
Date: 10/11/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 12/22/2016
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SA
SAMUEL A. RAMIREZ & COMPANY, INC.
RAMIREZ | SAMUEL A. RAMIREZ & COMPANY, INC. | SAMUEL A. RAMIREZ & CO., INC. | SAMUEL A RAMIREZ & CO., INC. | RAMIREZ & CO., INC. | RAMIREZ & CO., INC

CRD#: 6963 / SEC#: , 8-19014

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
14 East 52nd Street, New York, NY 10022
Mailing Address
14 East 52nd Street, New York, NY 10022
Phone number
(212) 248-0500
Established
New York since 12/31/1971
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAR HOLDINGS, INC.HOLDING COMPANY
GOLDMAN, LAWRENCE FMANAGING DIRECTOR1134640
KICK, MICHAEL JSR. VP/ CFO/ FIN OP4480676
KOFFER, JOSEPHCHIEF COMPLIANCE OFFICER6043686
MAZZARO, VINCENT ANTHONYCOO2665339
PERROTTA, THOMASMANAGING DIRECTOR1864851
RAMIREZ, SAMUEL ALFREDPRESIDENT & DIRECTOR/SECRETARY827095
RAMIREZ,, SAMUEL ALFRED JRMANAGING DIRECTOR2261054

Disclosures

Regulatory Event6
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAMUEL A. RAMIREZ & COMPANY, INC.

CRD#: 6963Philadelphia, PA 19103

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