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FIRM PROFILE
Overview
SAMUEL A. RAMIREZ & COMPANY, INC. is located at 14 East 52nd Street, New York, NY 10022 and was first established at New York, New York in 12/31/1971. After operating for 54 years, SAMUEL A. RAMIREZ & COMPANY, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SAMUEL A. RAMIREZ & COMPANY, INC.’s clients are individuals and 0% of their clients are high net worth individuals. SAMUEL A. RAMIREZ & COMPANY, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SAMUEL A. RAMIREZ & COMPANY, INC. are registered to handle securities or provide financial advice. The firm has 8 disclosures, 6 being regulatory events, 0 being client events, and 2 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SAMUEL A. RAMIREZ & COMPANY, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SAMUEL A. RAMIREZ & COMPANY, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SAMUEL A. RAMIREZ & COMPANY, INC. Comes From
Understanding the Statistics for SAMUEL A. RAMIREZ & COMPANY, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
14 East 52nd Street, New York, NY 10022
14 East 52nd Street, New York, NY 10022
Small
(212) 248-0500
New York since 12/31/1971
Corporation
September
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| SAR HOLDINGS, INC. | HOLDING COMPANY | ||
| GOLDMAN, LAWRENCE F | MANAGING DIRECTOR | 1134640 | |
| KICK, MICHAEL J | SR. VP/ CFO/ FIN OP | 4480676 | |
| KOFFER, JOSEPH | CHIEF COMPLIANCE OFFICER | 6043686 | |
| MAZZARO, VINCENT ANTHONY | COO | 2665339 | |
| PERROTTA, THOMAS | MANAGING DIRECTOR | 1864851 | |
| RAMIREZ, SAMUEL ALFRED | PRESIDENT & DIRECTOR/SECRETARY | 827095 | |
| RAMIREZ,, SAMUEL ALFRED JR | MANAGING DIRECTOR | 2261054 |
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Advisor's working at SAMUEL A. RAMIREZ & COMPANY, INC.
Samuel Alfred Ramirez, Jr.
Fernando Vinas-miranda
Bryan Alan Oesterreicher
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