Daniel J. Short
Professional summary
Daniel Jason Short, who also goes by Dan Short, Daniel Short, is a registered financial professional currently at TRADEWEB DIRECT LLC located in New York, New York and TRADEWEB LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2007. Daniel has worked at 6 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 50 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Jason Short's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 15, 2022 - Present
TRADEWEB DIRECT LLC
Office #1: 245 Park Avenue Floor 30, New York, NY 10167August 15, 2022 - Present
TRADEWEB LLC
Office #1: 245 Park Avenue 30th Floor, New York, NY 10167November 29, 2021 - July 29, 2022
OPPENHEIMER & CO. INC.
February 5, 2020 - May 14, 2021
STONEX FINANCIAL INC.
April 30, 2008 - May 31, 2019
BNY MELLON CAPITAL MARKETS, LLC
January 11, 2007 - April 30, 2008
BNY CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/15/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
TRADEWEB LLC
CRD#: 42759 / SEC#: , 8-49994
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEWEB GLOBAL LLC | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| FRIEDMAN, DOUGLAS L. | GENERAL COUNSEL | 5121291 |
| MCGUIRE, MICHAEL TERRENCE | CHIEF COMPLIANCE OFFICER | 2267871 |
| PITTINSKY, JONATHAN DAVID | CHIEF FINANCIAL OFFICER | 4291263 |
| PITTINSKY, JONATHAN DAVID | DIRECTOR OF FINANCIAL OPERATIONS, FIN-OP PRINCIPAL | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Red Flags
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