Daniel R. Huth

TRUIST ADVISORY SERVICES

CHARLOTTE, NC 28202

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CRD#: 4902571

Professional summary

Daniel Robert Huth, who also goes by Daniel R. Huth, Daniel Huth, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Charlotte, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Charlotte, North Carolina.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Daniel has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 79 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel R. Huth | Daniel Huth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WIFE'S HOME BUSINESS - NOT INCORPORATED / MY WIFE HAS A NON-INVESTMENT RELATED BUSINESS SELLING COLLECTIBLES, PREDOMINANTLY ONLINE THAT I HELP OUT WITH ON AN AS-NEEDED BASIS IN MY SPARE TIME. I HOLD NO FORMAL POSITION OR TITLE. START DATE 8/6/2000.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Huth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2024 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 214 N Tryon St Fl 46, Charlotte, NC 28202

RIA

CRD#: 283390

CHARLOTTE, NC

Current

February 6, 2024 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 214 N Tryon St Fl 32, Charlotte, NC 28202

CRD#: 17499

CHARLOTTE, NC

Past

May 16, 2023 - December 13, 2023

M&T SECURITIES, INC.

CRD#: 17358

BALTIMORE, MD

Past

November 19, 2020 - June 9, 2021

M&T SECURITIES, INC.

RIA

CRD#: 17358

Paramus, NJ

Past

November 18, 2020 - June 9, 2021

M&T SECURITIES, INC.

CRD#: 17358

BALTIMORE, MD

Past

August 29, 2012 - November 12, 2020

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

July 31, 2012 - November 12, 2020

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 27, 2011 - February 8, 2012

TEJAS SECURITIES GROUP, INC.

CRD#: 36705

NEW YORK, NY

Past

October 11, 2006 - January 22, 2008

PROMETHEAN CAPITAL GROUP LLC

CRD#: 44813

AQUINNAH, MA

Past

July 28, 2005 - September 21, 2006

CASIMIR CAPITAL L.P.

CRD#: 105061

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(2/6/2024)

IAR

New Jersey
(2/9/2024)

North Carolina
(11/15/2024)

IAR

North Carolina
(11/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/28/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/18/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/9/2012

General Securities Representative Examination

General Industry/Product Exam

Series 79

Date: 7/26/2011

Investment Banking Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/6/2012

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel R. Huth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Huth's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

M&T SECURITIES, INC.

M&T SECURITIES, INC.

M&T SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

TEJAS SECURITIES GROUP, INC.

PROMETHEAN CAPITAL GROUP LLC

CASIMIR CAPITAL L.P.

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/28/2012

Series 63

Date: 4/18/2006

SIE

Date: 10/1/2018

Series 7

Date: 8/9/2012

Series 79

Date: 7/26/2011

Series 24

Date: 12/6/2012

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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