Steve Liu
Professional summary
Steve Liu, who also goes by Steve Sicong Liu, is a registered financial professional currently at SUSQUEHANNA FINANCIAL GROUP, LLLP located in Bala Cynwyd, Pennsylvania.
Steve is registered as a RR (Registered Representative) and started their career in finance in 2006. Steve has worked at 5 firms and has passed the Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steve Liu's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2017 - Present
SUSQUEHANNA FINANCIAL GROUP, LLLP
Office #1: 401 City Ave Suite 220, Bala Cynwyd, PA 19004-1122January 2, 2014 - February 23, 2017
VIRTU AMERICAS LLC
August 20, 2012 - January 2, 2014
OCTEG, LLC
June 29, 2009 - March 26, 2012
SAL EQUITY TRADING, GP
September 20, 2006 - December 2, 2008
SUSQUEHANNA FIXED INCOME, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/13/2009
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
SUSQUEHANNA FINANCIAL GROUP, LLLP
CRD#: 35865 / SEC#: , 8-44325
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
Red Flags
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