Gregory Seth Wiener
Professional Summary
Gregory Seth Wiener, who also goes by Gregory Wiener, is a registered financial advisor currently at CAMPBELL LUTYENS & CO. INC. located in Los Angeles, California. Gregory is registered as a RR (Registered Representative) and started their career in finance in 2005. Gregory has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gregory Wiener
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
Years of Experience
21 years in the financial services industry
Current & Past Employments
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
Current Firm
CAMPBELL LUTYENS & CO. INC.
Contact Information
Main Address
630 Fifth Ave. 36th Floor, New York, NY 10111Mailing Address
630 Fifth Ave. 36th Floor, New York, NY 10111Phone Number
(212) 223-8448Established
Delaware since 03/04/2004Firm Type
CorporationFiscal Year End
AprilFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMPBELL LUTYENS HOLDINGS LIMITED | HOLDING CO. OWNER | — |
| BENDER, STEVEN CHRISTOPHER | FINANCIAL AND OPERATIONS PRINCIPAL | 2650187 |
| COOPER, GERALD LEWIS | DIRECTOR | 4848399 |
| DAVIDSSON, CHRISTOFFER | PRESIDENT/DIRECTOR | 3021081 |
| MARROQUIN, GUILLERMO | DIRECTOR | 2791001 |
| PANGBORN, JOEL WILLIAMSON | CHIEF COMPLIANCE OFFICER | 5489742 |
| SANDSTROM, SARAH ANNE | DIRECTOR | 2278556 |
| WIENER, GREGORY SETH | AMLCO/DIRECTOR | 4877612 |
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
(6/10/2010)
(2/21/2018)
(8/28/2009)
(2/21/2018)
(9/26/2005)
(9/16/2005)
(9/26/2005)
(9/26/2005)
(9/16/2005)
(9/16/2005)
(9/26/2005)
(6/10/2010)
(2/21/2018)
(9/26/2005)
(9/26/2005)
(2/21/2018)
(6/28/2010)
(2/21/2018)
(6/9/2010)
(10/27/2009)
(9/16/2005)
(9/26/2005)
(9/26/2005)
(9/26/2005)
(2/21/2018)
(3/29/2006)
(2/21/2018)
(8/28/2009)
(9/26/2005)
(8/28/2009)
(9/16/2005)
(8/28/2009)
(9/26/2005)
(9/26/2005)
(6/9/2010)
(9/16/2005)
(3/14/2006)
(9/26/2005)
(9/26/2005)
(9/26/2005)
(2/21/2018)
(2/21/2018)
(9/26/2005)
(9/26/2005)
(6/9/2010)
(2/21/2018)
(9/26/2005)
(9/26/2005)
(2/21/2018)
(9/26/2005)
(6/9/2010)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
CRS (Client Relationship Summary) - BD
Click below to view Gregory Seth Wiener's CRS (Customer Relationship Summary).
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
