Guillermo Marroquin
Professional Summary
Guillermo Marroquin is a registered financial advisor currently at CAMPBELL LUTYENS & CO. INC. located in Chicago, Illinois. Guillermo is registered as a RR (Registered Representative) and started their career in finance in 1997. Guillermo has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
CAMPBELL LUTYENS & CO. INC.
Contact Information
Main Address
630 Fifth Ave. 36th Floor, New York, NY 10111Mailing Address
630 Fifth Ave. 36th Floor, New York, NY 10111Phone Number
(212) 223-8448Established
Delaware since 03/04/2004Firm Type
CorporationFiscal Year End
AprilFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMPBELL LUTYENS HOLDINGS LIMITED | HOLDING CO. OWNER | — |
| BENDER, STEVEN CHRISTOPHER | FINANCIAL AND OPERATIONS PRINCIPAL | 2650187 |
| COOPER, GERALD LEWIS | DIRECTOR | 4848399 |
| DAVIDSSON, CHRISTOFFER | PRESIDENT/DIRECTOR | 3021081 |
| MARROQUIN, GUILLERMO | DIRECTOR | 2791001 |
| PANGBORN, JOEL WILLIAMSON | CHIEF COMPLIANCE OFFICER | 5489742 |
| SANDSTROM, SARAH ANNE | DIRECTOR | 2278556 |
| WIENER, GREGORY SETH | AMLCO/DIRECTOR | 4877612 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Guillermo Marroquin's CRS (Customer Relationship Summary).
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