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GM

Gregory J. Mclaughlin

TORA TRADING SERVICES
NEW YORK, NY 10005
Some features on this profile are disabled
CRD#: 4871730
GM

Professional summary

Gregory John Mclaughlin is a registered financial professional currently at TORA TRADING SERVICES, LLC located in New York, New York.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 2005. Gregory has worked at 3 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 55, Series 4, Series 24, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory John Mclaughlin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 21, 2015 - Present

TORA TRADING SERVICES, LLC

Office #1: 28 Liberty Street 58fl, New York, NY 10005
BD
CRD#: 135423
NEW YORK, NY
Past

March 4, 2008 - February 10, 2010

DAIWA CAPITAL MARKETS AMERICA INC.

BD
CRD#: 1576
SAN FRANCISCO, CA
Past

March 21, 2005 - February 6, 2007

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/1/2015)
RR
New York
(3/1/2024)
RR
Oregon
(7/9/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 6/1/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 7/31/2018
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 5/21/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 11/17/2005
Limited Representative-Equity Trader Exam
Principal/Supervisory Exam
RR
Series 4
Date: 3/17/2020
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/4/2020
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 4/22/2009
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 12/31/2008
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

TT
TORA TRADING SERVICES, LLC
TORA TRADING SERVICES, LLC

CRD#: 135423 / SEC#: , 8-66925

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
28 Liberty Street 58fl, New York, NY 10005
Mailing Address
28 Liberty Street Floor 56, New York, NY 10005
Phone number
(650) 513-6700
Established
Delaware since 01/27/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TORA TRADING SERVICES, LTD.SOLE OWNER
BALTOVSKI, ALEXANDERFINOP2350828
CUTLER, SETHDIRECTOR2594208
IAMSCICOV WEIGL, KATARINASECRETARY7893210
IAMSCICOV WEIGL, KATARINACHIEF COMPLIANCE OFFICER7893210
MALONEY, MICHAEL GMANAGING PRINCIPAL, DIRECTOR5728423
SIBLEY, JOHN HOLDENDIRECTOR5781488

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TORA TRADING SERVICES, LLC

CRD#: 135423New York, NY 10005

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