David Kotei Neequaye
Professional Summary
David Kotei Neequaye, who also goes by David. K Neequaye, is a registered financial advisor currently at TIDAL PARTNERS located in Palo Alto, California. David is registered as a RR (Registered Representative) and started their career in finance in 2004. David has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David. K Neequaye
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
TIDAL PARTNERS | TIDAL PARTNERS, LLC
Contact Information
Main Address
260 Homer Avenue Suite 101, Palo Alto, CA 94301Mailing Address
260 Homer Avenue Suite 101, Palo Alto, CA 94301Phone Number
(650) 748-9021Established
Delaware since 08/01/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/18/2023)
(10/19/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Kotei Neequaye's CRS (Customer Relationship Summary).
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