AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
NH

Nicholas T. Hailey

ARMORY SECURITIES
El Segundo, CA 90245
Some features on this profile are disabled
CRD#: 4840418
NH

Professional summary

Nicholas T. Hailey is a registered financial professional currently at ARMORY SECURITIES, LLC located in El Segundo, California.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2004. Nicholas has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas T. Hailey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 17, 2012 - Present

ARMORY SECURITIES, LLC

Office #1: 200 North Pacific Coast Highway Suite 1525, El Segundo, CA 90245Office #2: 200 North Pacific Coast Highway Suite 1525, El Segundo, CA 90245
BD
CRD#: 147796
El Segundo, CA
Past

December 15, 2008 - March 1, 2012

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
NEW YORK, NY
Past

June 5, 2006 - December 31, 2008

REVOLUTION PARTNERS, LLC

BD
CRD#: 112659
SAN FRANCISCO, CA
Past

August 31, 2004 - March 1, 2006

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(5/17/2012)
RR
New Jersey
(7/1/2013)
RR
New York
(5/17/2012)
RR
Ohio
(6/22/2015)

Exams

State Security Law Exam
RR
Series 63
Date: 1/24/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/30/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ARMORY SECURITIES, LLC
ARMORY SECURITIES, LLC | VICTORY PARK SECURITIES, LLC

CRD#: 147796 / SEC#: , 8-67929

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
200 North Pacific Coast Highway Suite 1525, El Segundo, CA 90245
Mailing Address
200 North Pacific Coast Highway Suite 1525, El Segundo, CA 90245
Phone number
(310) 798-7777
Established
Delaware since 05/02/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ARMORY GROUP, LLCMAJORITY MEMBER
MURPHY, STEPHEN VINCENTCHIEF COMPLIANCE OFFICER2242466
PERISON, EBEN PAULCEO/SENIOR MANAGING DIRECTOR, POO2926828
ROMERO, MONIQUE VICTORIAFINOP6712654
TELL, NICHOLAS WILLIAM JR.SENIOR MANAGING DIRECTOR2349938

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARMORY SECURITIES, LLC

CRD#: 147796El Segundo, CA 90245

TRUST BUT VERIFY

Monitor Nicholas Hailey

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Jon Derek Neuhaus
Jon NeuhausAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
El Segundo, CA
Kenneth Hickman
Kenneth HickmanAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brea, CA
John Tanner Powell
John PowellAdvisorCheck Check Mark
EQUITABLE ADVISORS, LLC
IAR
RR
Los Angeles, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics