Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

AdvisorLive

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's AdvisorLive helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

SM

Stephen Vincent Murphy

ARMORY SECURITIES

EL SEGUNDO, CA

·CRD# 2242466·34 years experience

Professional Summary

Stephen Vincent Murphy is a registered financial advisor currently at ARMORY SECURITIES, LLC located in El Segundo, California and NVSTR FINANCIAL LLC located in New York, New York. Stephen is registered as a RR (Registered Representative) and started their career in finance in 1992. Stephen has worked at 21 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, Series 52TO, Series 57TO, Series 79TO, SIE, Series 50, Series 87, Series 55,...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

Similar Advisors

Tara Tussing Unverzagt

Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#

Jon Derek Neuhaus

Jon Derek Neuhaus

MORGAN STANLEY

El Segundo, CA · CRD#

Danielle Purcell Barrios

Danielle Purcell Barrios

MORGAN STANLEY

Beverly Hills, CA · CRD#

Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Tara Tussing Unverzagt

Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#

Jon Derek Neuhaus

Jon Derek Neuhaus

MORGAN STANLEY

El Segundo, CA · CRD#

Danielle Purcell Barrios

Danielle Purcell Barrios

MORGAN STANLEY

Beverly Hills, CA · CRD#

Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Tara Tussing Unverzagt

Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#

Jon Derek Neuhaus

Jon Derek Neuhaus

MORGAN STANLEY

El Segundo, CA · CRD#

Danielle Purcell Barrios

Danielle Purcell Barrios

MORGAN STANLEY

Beverly Hills, CA · CRD#

Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Tara Tussing Unverzagt

Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#

Jon Derek Neuhaus

Jon Derek Neuhaus

MORGAN STANLEY

El Segundo, CA · CRD#

Danielle Purcell Barrios

Danielle Purcell Barrios

MORGAN STANLEY

Beverly Hills, CA · CRD#

Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#

Years of Experience

34 years in the financial services industry

Current & Past Employments

ARMORY SECURITIES, LLC·CRD# 147796

BD

1. 200 North Pacific Coast Highway Suite 1525, El Segundo, CA 902452. 200 North Pacific Coast Highway Suite 1525, El Segundo, CA 90245

December 18, 2015 - Present

NVSTR FINANCIAL LLC·CRD# 269966

BD

1330 Avenue Of The Americas 23rd Floor, New York, NY 10019

August 1, 2016 - Present

DAVY SECURITIES·CRD# 131901

BD

1. Davy House 49 Dawson Street, Dublin 2, D22. 49 Dawson Street, Dublin, D2

September 16, 2019 - Present

AMERICAN FUNDSTARS·CRD# 315860

RIA

BD

1 Park Plaza Suite 210, Irvine, CA 92614

May 8, 2024 - Present

PEEL HUNT INC.·CRD# 157321

BD

7th Floor 100 Liverpool Street, London, EC2M 2AT

March 4, 2025 - Present

HOVDE GROUP, LLC·CRD# 25425

BD

Inverness, IL

March 27, 2025 - May 5, 2025

NORTH BRIDGE CAPITAL, LLC·CRD# 107320

BD

Vero Beach, FL

January 26, 2018 - February 1, 2018

R.W.PRESSPRICH & CO.·CRD# 26460

BD

New York, NY

March 24, 2017 - July 22, 2022

IDX MARKETS, LLC·CRD# 171357

BD

Jersey City, NJ

November 18, 2016 - April 4, 2018

BMI CAPITAL INTERNATIONAL LLC·CRD# 154670

BD

New York, NY

February 5, 2016 - August 16, 2017

ARETE RESEARCH LLC·CRD# 128496

BD

Dallas, TX

October 7, 2015 - December 28, 2015

TS IMAGINE BROKERAGE SERVICES, LLC·CRD# 146283

BD

New York, NY

September 15, 2009 - May 10, 2010

NANTX GLOBAL CAPITAL, LLC·CRD# 147798

BD

New York, NY

August 3, 2009 - December 4, 2014

KABRIK TRADING LLC·CRD# 104460

BD

Manchester Center, VT

January 21, 2009 - July 20, 2009

BATTENKILL CAPITAL, INC.·CRD# 131548

BD

Manchester Center, VT

March 12, 2007 - January 13, 2009

HALCYON CABOT PARTNERS, LTD.·CRD# 32664

BD

New York, NY

December 29, 2004 - March 12, 2007

INSTITUTIONAL DIRECT INC.·CRD# 23019

BD

New York, NY

March 21, 2001 - September 5, 2003

BREAN MURRAY & CO., INC.·CRD# 7541

BD

New York, NY

March 30, 2000 - July 27, 2000

J.C. BRADFORD & CO.·CRD# 1287

BD

New York, NY

November 15, 1994 - March 30, 2000

GOLDMAN SACHS EXECUTION & CLEARING, L.P.·CRD# 3466

BD

New York, NY

December 3, 1992 - January 26, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691

BD

New York, NY

June 24, 1992 - November 11, 1992

Similar Advisors

Tara Tussing Unverzagt

Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#

Jon Derek Neuhaus

Jon Derek Neuhaus

MORGAN STANLEY

El Segundo, CA · CRD#

Danielle Purcell Barrios

Danielle Purcell Barrios

MORGAN STANLEY

Beverly Hills, CA · CRD#

Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#

Current Firm

PH

PEEL HUNT INC.

PEEL HUNT INC.

CRD#: 157321 / SEC#: 8-68845

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

7th Floor 100 Liverpool Street, London, EC2M 2AT

Mailing Address

7th Floor 100 Liverpool Street, London, EC2M 2AT

Phone Number

4420 7418-8900

Established

Delaware since 03/04/2011

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
PEEL HUNT INTERNATIONAL LIMITED	OWNER	—
FINE, STEVEN HARVEY	CHAIRMAN	2000873
GROSS, ANDREW PAUL	CEO	2402407
LAW, GEORGIA PHILIPPA DUNCAN	CCO	8165329
SHAW, ANTHONY	FINOP	7338445

Similar Advisors

Tara Tussing Unverzagt

Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#

Jon Derek Neuhaus

Jon Derek Neuhaus

MORGAN STANLEY

El Segundo, CA · CRD#

Danielle Purcell Barrios

Danielle Purcell Barrios

MORGAN STANLEY

Beverly Hills, CA · CRD#

Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Tara Tussing Unverzagt

Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#

Jon Derek Neuhaus

Jon Derek Neuhaus

MORGAN STANLEY

El Segundo, CA · CRD#

Danielle Purcell Barrios

Danielle Purcell Barrios

MORGAN STANLEY

Beverly Hills, CA · CRD#

Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Florida
(6/3/2026)

RR

Hawaii
(6/3/2026)

RR

New York
(3/4/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2023About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2007About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1992About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Sep 2022About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 50 — Municipal Advisor Representative Qualification Exam

Passed Jan 2018About the Series 50 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Dec 2007About the Series 87 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2007

Series 7 — General Securities Representative Examination

Passed Jun 1992About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Oct 2019About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Jul 2008About the Series 4 exam

Series 14 — Compliance Officer Examination

Passed Feb 2006About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Oct 2002About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Aug 1996

Series 27 — Financial and Operations Principal Examination

Passed Feb 1994About the Series 27 exam

FINRA

SRO Registrations

Similar Advisors

Tara Tussing Unverzagt

Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#

Jon Derek Neuhaus

Jon Derek Neuhaus

MORGAN STANLEY

El Segundo, CA · CRD#

Danielle Purcell Barrios

Danielle Purcell Barrios

MORGAN STANLEY

Beverly Hills, CA · CRD#

Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Stephen Vincent Murphy's CRS (Customer Relationship Summary).

Similar Advisors

Tara Tussing Unverzagt

Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#

Jon Derek Neuhaus

Jon Derek Neuhaus

MORGAN STANLEY

El Segundo, CA · CRD#

Danielle Purcell Barrios

Danielle Purcell Barrios

MORGAN STANLEY

Beverly Hills, CA · CRD#

Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#

SM

Follow Stephen

Get alerted to job moves, licensing changes, and new disclosures

Free — no card required