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Ira Brofsky

DANSKE MARKETS
NEW YORK, NY
·CRD# 4839408·14 years experience

Professional Summary

Ira Brofsky is a registered financial advisor currently at DANSKE MARKETS INC. located in New York, New York. Ira is registered as a RR (Registered Representative) and started their career in finance in 2012. Ira has worked at 1 firm and has passed the SIE, Series 99 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

DANSKE MARKETS INC.·CRD# 113404
BD
575 Fifth Avenue 33rd Floor, New York, NY 10017
May 22, 2012 - Present

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Current Firm

DM
DANSKE MARKETS INC.

DANSKE MARKETS INC | DANSKE SECURITIES (US), INC. | DANSKE MARKETS INC.

CRD#: 113404 / SEC#: 8-53341
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

575 Fifth Avenue 33rd Floor, New York, NY 10017

Mailing Address

575 Fifth Avenue 33rd Floor, New York, NY 10017

Phone Number

(212) 293-0600

Established

Delaware since 02/12/2001

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DANSKE BANK A/S100% OWNER—
BROFSKY, IRATREASURER, PFO, POO4839408
CREVATIN MARTIN, CAROLINADIRECTOR8059961
GREGORY, PAUL MARTINCHAIRMAN OF THE BOARD7164045
HUBBARD, EDWARD DERRYDIRECTOR8216979
IVERSEN, ANDERS BARRONCHIEF EXECUTIVE OFFICER, CORPORATE SECRETARY5923638
KIRSCHENBLATT, CHAD ETHANFINOP2503352
OLESEN, HANNE KOLDKURDIRECTOR6855827
OLSSON, JENNIFER GARRETTCHIEF COMPLIANCE OFFICER4395377
TORNQVIST, CHRISTIAN LARSDIRECTOR8060007
WELCH, ALLISTAIR DANIELDIRECTOR7845649

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 99 — Operations Professional Examination

Passed May 2012About the Series 99 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 2016About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ira Brofsky's CRS (Customer Relationship Summary).

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