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JR

Jefferson H. Rives

TRUIST SECURITIES
CHARLOTTE, NC 28202
Some features on this profile are disabled
CRD#: 4836719
JR

Professional summary

Jefferson Hill Rives Jr, who also goes by Jefferson Hill Rives, Jefferson Hill Rives Jr, Jefferson Hill Rives Jr, Jefferson Rives Jr, is a registered financial professional currently at TRUIST SECURITIES, INC. located in Charlotte, North Carolina.

Jefferson is registered as a RR (Registered Representative) and started their career in finance in 2004. Jefferson has worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jefferson Hill Rives | Jefferson Hill Rives Jr | Jefferson Hill Rives Jr | Jefferson Rives Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jefferson Hill Rives Jr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 28, 2024 - Present

TRUIST SECURITIES, INC.

Office #1: 214 N Tryon St Fl 14 15, 19, Charlotte, NC, 28202
BD
CRD#: 6271
CHARLOTTE, NC
Past

November 16, 2021 - August 28, 2024

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
Charlotte, NC
Past

August 27, 2015 - November 17, 2021

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
CHARLOTTE, NC
Past

October 10, 2011 - June 5, 2015

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

September 21, 2010 - September 2, 2011

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

March 14, 2006 - July 16, 2010

FRANKLIN STREET ADVISORS INC.

RIA
CRD#: 106275
CHAPEL HILL, NC
Past

March 8, 2006 - May 30, 2008

FRANKLIN STREET SECURITIES, INC.

BD
CRD#: 26755
CHAPEL HILL, NC
Past

October 20, 2004 - December 15, 2005

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
CHAPEL HILL, NC
Past

September 23, 2004 - December 15, 2005

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/14/2025)
RR
Alaska
(5/14/2025)
RR
Arizona
(5/14/2025)
RR
Arkansas
(5/14/2025)
RR
California
(5/14/2025)
RR
Colorado
(5/14/2025)
RR
Connecticut
(5/14/2025)
RR
Delaware
(5/14/2025)
RR
District of Columbia
(5/14/2025)
RR
Florida
(5/14/2025)
RR
Georgia
(5/14/2025)
RR
Hawaii
(5/14/2025)
RR
Idaho
(5/14/2025)
RR
Illinois
(5/14/2025)
RR
Indiana
(5/14/2025)
RR
Iowa
(5/14/2025)
RR
Kansas
(5/14/2025)
RR
Kentucky
(5/14/2025)
RR
Louisiana
(5/14/2025)
RR
Maine
(5/14/2025)
RR
Maryland
(5/14/2025)
RR
Massachusetts
(5/14/2025)
RR
Michigan
(5/14/2025)
RR
Minnesota
(5/14/2025)
RR
Mississippi
(5/14/2025)
RR
Missouri
(5/14/2025)
RR
Montana
(5/14/2025)
RR
Nebraska
(5/14/2025)
RR
Nevada
(5/14/2025)
RR
New Hampshire
(5/14/2025)
RR
New Jersey
(5/14/2025)
RR
New Mexico
(5/14/2025)
RR
New York
(5/14/2025)
RR
North Carolina
(8/28/2024)
RR
North Dakota
(5/14/2025)
RR
Ohio
(5/14/2025)
RR
Oklahoma
(5/14/2025)
RR
Oregon
(5/14/2025)
RR
Pennsylvania
(5/14/2025)
RR
Puerto Rico
(5/14/2025)
RR
Rhode Island
(5/14/2025)
RR
South Carolina
(5/14/2025)
RR
South Dakota
(5/14/2025)
RR
Tennessee
(5/14/2025)
RR
Texas
(5/14/2025)
RR
Utah
(5/14/2025)
RR
Vermont
(5/14/2025)
RR
Virginia
(5/14/2025)
RR
Washington
(5/14/2025)
RR
West Virginia
(5/14/2025)
RR
Wisconsin
(5/14/2025)
RR
Wyoming
(5/14/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/21/2010
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/15/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 9/20/2010
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 9/22/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TS
TRUIST SECURITIES, INC.
ALEXANDER KEY INVESTMENTS | TRUIST SECURITIES, INC. | SUNTRUST ROBINSON HUMPHREY, INC. | SUNTRUST ROBINSON HUMPHREY | SUNTRUST EQUITABLE SECURITIES CORPORATION | SUNTRUST EQUITABLE SECURITIES | SUNTRUST CAPITAL MARKETS, INC. | SUNTRUST CAPITAL MANAGEMENT, INC. | EQUITABLE SECURITIES CORPORATION

CRD#: 6271 / SEC#: , 8-17212

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
740 Battery Ave, Atlanta, GA 30339
Mailing Address
740 Battery Ave, Atlanta, GA 30339
Phone number
(404) 926-5600
Established
Tennessee since 07/01/1972
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TRUIST FINANCIAL CORPORATIONPARENT COMPANY
COLEMAN, SHELLEY BRENNANAML OFFICER3163295
FARRELL, KATHLEEN ANNEBOARD MEMBER4038178
HACKETT, THOMAS PATRICKCHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER2878035
HUFFSTETLER, MARKBOARD MEMBER AND CHIEF CREDIT OFFICER2830214
HUMPHREYS, ADAMSECRETARY AND CHIEF LEGAL OFFICER7866934
JESSANI, KERRYBOARD MEMBER5048754
MILLIGAN, JOHNPRINCIPAL OPERATIONS OFFICER3206391
MORRIS, DONALD ROSS JRCHIEF FINANCIAL OFFICER3231801
PAPPAS, ALBERT GEORGECHIEF COMPLIANCE OFFICER1875535

Disclosures

Regulatory Event22
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUIST SECURITIES, INC.

CRD#: 6271Charlotte, NC 28202

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