Gareth Z. Grossnickle
Professional summary
Gareth Zenere Grossnickle, who also goes by Gareth Grossnickle, Gareth John Zenere-grossnickle, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.
Gareth is registered as a RR (Registered Representative) and started their career in finance in 2005. Gareth has worked at 8 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gareth Zenere Grossnickle's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2023 - Present
VANGUARD MARKETING CORPORATION
Office #1: 100 Vanguard Blvd, Malvern, PA 19355January 15, 2015 - December 13, 2021
GRV SECURITIES LLC
June 6, 2012 - December 12, 2013
GCP SECURITIES, LLC
January 25, 2012 - December 12, 2013
PAGEMILL PARTNERS, LLC
August 8, 2011 - June 6, 2012
GCP SECURITIES, INC.
March 6, 2007 - December 31, 2014
KROLL SECURITIES LLC
April 13, 2006 - February 20, 2007
SECURITIES AMERICA, INC.
June 16, 2005 - March 22, 2006
WILLIAM BLAIR
January 1, 2005 - June 16, 2005
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/13/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 9/12/2022
General Securities Representative ExaminationFINRA
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENCHENER, MATTHEW JOHN | CHAIRMAN, PRESIDENT, DIRECTOR, CEO-DESIGNEE | 5569805 |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
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