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Peter Augustine Kearney Jr

CRD# 4818480·Registered 2004 - 2015
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Augustine Kearney JR was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 2004 - 2015. Peter had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 55 and Series 62 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

CRITO CAPITAL LLC·CRD# 161724
BD
New York, NY
July 30, 2014 - January 9, 2015
GUGGENHEIM DISTRIBUTORS, LLC·CRD# 40805
BD
Lisle, IL
February 11, 2011 - January 23, 2013
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
Chicago, IL
November 23, 2007 - July 2, 2008
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Chicago, IL
April 11, 2007 - November 13, 2007
GREAT POINT CAPITAL LLC·CRD# 114203
BD
Chicago, IL
April 12, 2006 - January 19, 2007
THE GRISWOLD COMPANY, INCORPORATED·CRD# 32944
BD
New York, NY
June 21, 2004 - July 26, 2004

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Current Firm

CC
CRITO CAPITAL LLC

CRITO CAPITAL LLC

CRD#: 161724 / SEC#: 8-69050
Connecticut
Registered Investment Advisory firm - SEC (3/13/2024 Termination Requested)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

8 Wright Street Suite 107, Westport, CT 06880

Mailing Address

8 Wright Street Suite 107, Westport, CT 06880

Phone Number

(203) 423-5600

Established

Connecticut since 05/23/2011

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

# of Employees

2

FINRA licenses (24 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CRITO HOLDINGS LLCSOLE OWNER OF CRITO CAPITAL LLC—
BEATON, DANIEL STEWARTFINOP4240769
GESKE, DAVID MICHAELMANAGING PRINCIPAL2514685
GILLMAN, THEODORE JONESMANAGING PRINCIPAL, EXECUTIVE REP.2498623
MARSHALL, ANN MARIEPRINCIPAL6298134
OLEKSIW, EUNICECHIEF COMPLIANCE OFFICER3110818

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2011About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 2006

Series 62 — Corporate Securities Limited Representative Examination

Passed Apr 2006

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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