Peter A. Kearney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Augustine Kearney JR was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2004. Peter had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 55 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2014 - January 9, 2015
CRITO CAPITAL LLC
February 11, 2011 - January 23, 2013
GUGGENHEIM DISTRIBUTORS, LLC
November 23, 2007 - July 2, 2008
CREDIT SUISSE SECURITIES (USA) LLC
April 11, 2007 - November 13, 2007
CHASE INVESTMENT SERVICES CORP.
April 12, 2006 - January 19, 2007
GREAT POINT CAPITAL LLC
June 21, 2004 - July 26, 2004
THE GRISWOLD COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/8/2006
Limited Representative-Equity Trader ExamSeries 62
Date: 4/11/2006
Corporate Securities Limited Representative ExaminationCurrent Firm
CRITO CAPITAL LLC
CRD#: 161724 / SEC#: , 8-69050
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
Red Flags
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