Nicholas Balabushka
Professional summary
Nicholas Balabushka, who also goes by Nicholas G. Balabushka, is a registered financial professional currently at BREAN CAPITAL, LLC located in Charlotte, North Carolina.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2006. Nicholas has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Balabushka's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 27, 2015 - Present
BREAN CAPITAL, LLC
Office #1: Two Morrocroft Centre 4064 Colony Road, Suite 305, Charlotte, NC 28211May 21, 2015 - October 8, 2015
FHN FINANCIAL SECURITIES CORP.
April 13, 2015 - April 21, 2015
DREXEL HAMILTON, LLC
June 14, 2013 - February 19, 2015
SUSQUEHANNA FINANCIAL GROUP, LLLP
February 20, 2006 - February 25, 2013
KEEFE, BRUYETTE & WOODS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/3/2021)
(1/20/2022)
(10/27/2015)
(11/19/2018)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/22/2007
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
BREAN CAPITAL, LLC
CRD#: 23723 / SEC#: , 8-40742
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMUR HOLDINGS, LLC | HOLDING COMPANY | |
| HUNT FS HOLDINGS III, LLC | HOLDING COMPANY | |
| ALLURED LLC | HOLDING COMPANY | |
| LIZINATOR LLC | HOLDING COMPANY | |
| BREAN CAPITAL HOLDINGS, LLC | HOLDING COMPANY | |
| CORWEN, STEPHEN MILLER | HEAD OF MBS/ABS SALES | 2943061 |
| FINE, ROBERT MICHAEL | CHIEF EXECUTIVE OFFICER | 1450313 |
| GUZMAN, JEFFREY M | CHIEF COMPLIANCE OFFICER | 3095123 |
| LAMARSH, JONATHAN ANDREW | PRINCIPAL OPERATIONS OFFICER | 5436335 |
| MACKLIN, JOHN TIMOTHY | PRINCIPAL OPERATIONS OFFICER | 1446800 |
| SARABELLA, ARNOLD | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 1717059 |
| TIRSCHWELL, ROBERT MOYSE | EXECUTIVE MANAGING DIRECTOR | 2230453 |
Disclosures
| Regulatory Event | 12 |
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